RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+0.75%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.76B
AUM Growth
+$1.76B
Cap. Flow
+$90.2M
Cap. Flow %
5.14%
Top 10 Hldgs %
28.21%
Holding
219
New
21
Increased
90
Reduced
49
Closed
21

Top Buys

1
ACAS
American Capital Ltd
ACAS
$29.6M
2
OCSL icon
Oaktree Specialty Lending
OCSL
$22M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$14.2M
4
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$14.1M
5
NCZ
Virtus Convertible & Income Fund II
NCZ
$12.9M

Top Sells

1
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
$29.4M
2
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
$17.2M
3
VMO icon
Invesco Municipal Opportunity Trust
VMO
$7.57M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$5.56M
5
NBB icon
Nuveen Taxable Municipal Income Fund
NBB
$5.53M

Sector Composition

1 Financials 7.24%
2 Real Estate 0.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GLV
101
Clough Global Dividend & Income Fund
GLV
$72.2M
$4.94M 0.28% 366,994 -31,795 -8% -$428K
VGI
102
Virtus Global Multi-Sector Income Fund
VGI
$90.5M
$4.76M 0.27% 336,675 – –
SGL
103
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$4.66M 0.27% 531,762 – –
IGR
104
CBRE Global Real Estate Income Fund
IGR
$717M
$4.62M 0.26% 605,151 +179,927 +42% +$1.37M
OHAI
105
DELISTED
OHA Investment Corporation
OHAI
$4.58M 0.26% 1,204,774 +759,321 +170% +$2.89M
NTG
106
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$4.53M 0.26% 261,017 +140,012 +116% +$2.43M
CBA
107
DELISTED
ClearBridge American Energy MLP
CBA
$4.39M 0.25% 535,704 -40,749 -7% -$334K
SLRC icon
108
SLR Investment Corp
SLRC
$907M
$4.34M 0.25% 263,952 +42,802 +19% +$703K
RNP icon
109
Cohen & Steers REIT and Preferred and Income Fund
RNP
$1.07B
$4.34M 0.25% 235,070 +12,131 +5% +$224K
AVK
110
Advent Convertible and Income Fund
AVK
$550M
$4.33M 0.25% 319,963 +209,637 +190% +$2.83M
NBD
111
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$4.27M 0.24% 210,615 – –
SAR icon
112
Saratoga Investment
SAR
$407M
$4.22M 0.24% 273,860 +56,645 +26% +$873K
RIT
113
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
$4.21M 0.24% 322,866 -14,455 -4% -$188K
FULL
114
DELISTED
Full Circle Capital Corporation
FULL
$4.19M 0.24% 1,694,623 +104,783 +7% +$259K
ACP
115
abrdn Income Credit Strategies Fund
ACP
$745M
$4.16M 0.24% 366,462 +43,235 +13% +$491K
FRA icon
116
BlackRock Floating Rate Income Strategies Fund
FRA
$469M
$4.14M 0.24% 321,085 +11,800 +4% +$152K
SBW
117
DELISTED
Western Asset Worldwide Income
SBW
$3.9M 0.22% 386,959 – –
ICB
118
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$3.89M 0.22% 230,385 – –
KHI
119
DELISTED
Deutsche High Income Trust
KHI
$3.88M 0.22% 487,764 – –
GDL
120
GDL Fund
GDL
$95.9M
$3.87M 0.22% 386,464 – –
BSL
121
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$186M
$3.8M 0.22% 255,658 +8,119 +3% +$121K
NZF icon
122
Nuveen Municipal Credit Income Fund
NZF
$2.32B
$3.66M 0.21% 255,186 – –
NQS
123
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$3.66M 0.21% 260,407 – –
PHD
124
Pioneer Floating Rate Fund
PHD
$123M
$3.57M 0.2% 329,169 +29,056 +10% +$315K
BLW icon
125
BlackRock Limited Duration Income Trust
BLW
$549M
$3.46M 0.2% 237,198 +61,080 +35% +$890K
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5
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