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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-3.6%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.61B
AUM Growth
+$120M
Cap. Flow
+$181M
Cap. Flow %
11.26%
Top 10 Hldgs %
25.27%
Holding
192
New
20
Increased
82
Reduced
30
Closed
12

Top Buys

Rank Stock Value
1
GLO
Clough Global Opportunities Fund
GLO
+$34.1M
2
OCSL icon
Oaktree Specialty Lending
OCSL
+$15.4M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.94M
4
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$9.11M
5
ISD
PGIM High Yield Bond Fund
ISD
+$8.99M

Top Sells

Rank Stock Value
1
DRA
Diversified Real Asset Income Fd
DRA
+$5M
2
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
+$4.33M
3
PFN
PIMCO Income Strategy Fund II
PFN
+$3.98M
4
NIQ
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
+$3.21M
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$3.13M

Sector Composition

Rank Sector Weight
1 Financials 5.48%
2 Real Estate 0.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KHI
101
DELISTED
Deutsche High Income Trust
KHI
$4.12M 0.26%
483,764
+325,287
+205% +$2.89M
SBW
102
DELISTED
Western Asset Worldwide Income
SBW
$4.1M 0.25%
378,039
– –
OCSI
103
DELISTED
Oaktree Strategic Income Corporation
OCSI
$4.04M 0.25%
+437,770
New +$4.51M
RIT
104
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
$3.95M 0.24%
337,321
– –
PIM
105
Franklin Master Intermediate Income Trust
PIM
$151M
$3.88M 0.24%
822,074
-87,591
-10% -$423K
GDL
106
GDL Fund
GDL
$92.1M
$3.87M 0.24%
379,489
+69,064
+22% +$717K
JFR icon
107
Nuveen Floating Rate Income Fund
JFR
$1.25B
$3.85M 0.24%
358,201
+211,315
+144% +$2.37M
ICB
108
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$3.8M 0.24%
+220,698
New +$3.93M
ACP
109
abrdn Income Credit Strategies Fund
ACP
$637M
$3.8M 0.24%
276,058
+13,688
+5% +$199K
IWM icon
110
iShares Russell 2000 ETF
IWM
$81.9B
$3.75M 0.23%
30,000
– –
GDX icon
111
VanEck Gold Miners ETF
GDX
$27.4B
$3.72M 0.23%
209,517
– –
FULL
112
DELISTED
Full Circle Capital Corporation
FULL
$3.71M 0.23%
+1,039,183
New +$3.73M
LCM
113
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$3.55M 0.22%
391,499
– –
EMO
114
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.02B
$3.5M 0.22%
+37,451
New +$3.94M
NQS
115
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$3.44M 0.21%
260,407
– –
GHI
116
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$3.42M 0.21%
403,342
+22,064
+6% +$194K
NZF icon
117
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$3.41M 0.21%
255,186
– –
FTT
118
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$3.4M 0.21%
257,709
– –
CIF
119
DELISTED
MFS Intermediate High Income Fund
CIF
$3.3M 0.2%
1,239,914
+635,891
+105% +$1.75M
JMT
120
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$3.22M 0.2%
145,788
– –
IGR
121
CBRE Global Real Estate Income Fund
IGR
$713M
$3.21M 0.2%
402,724
+40,400
+11% +$345K
FRA icon
122
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$3.19M 0.2%
236,126
+142,887
+153% +$1.98M
ABE
123
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$3.17M 0.2%
247,487
+9,500
+4% +$124K
CEE
124
Central and Eastern Europe Fund
CEE
$139M
$3.1M 0.19%
148,802
– –
PMO
125
Franklin Municipal Opportunities Trust
PMO
$285M
$3.1M 0.19%
267,201
– –
3 4
5
6 7

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Rivernorth Capital Management's Q2 2015 Portfolio in Review

As of Q2 2015, Rivernorth Capital Management held 192 positions worth $1.61B, up 8% from $1.49B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $181M of net new capital in Q2 2015, opening 20 new positions and adding to 82 existing holdings. Its largest new stake was Tortoise Energy Infrastructure Corp: 40,372 shares worth $5.96M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, up from 4.7% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was Diversified Real Asset Income Fd, an estimated $5M trimmed.

  • Rivernorth Capital Management's largest Q2 2015 buy was Tortoise Energy Infrastructure Corp: 40,372 shares worth $5.96M.
  • Rivernorth Capital Management added most to Clough Global Opportunities Fund in Q2 2015, an estimated $34.1M increase.
  • Rivernorth Capital Management's biggest Q2 2015 reduction was Diversified Real Asset Income Fd, cutting an estimated $5M.
  • Rivernorth Capital Management fully exited CORNERSTONE PROGRESSIVE RETURN FD COM in Q2 2015, selling an estimated $4.33M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $1.61B portfolio in Q2 2015.
  • Rivernorth Capital Management opened 20 new positions and closed 12 in Q2 2015.
  • Rivernorth Capital Management's portfolio value rose 8% quarter-over-quarter to $1.61B.

Based on Rivernorth Capital Management's 13F filing for Q2 2015, filed 14 Aug 2015.