RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-3.6%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.61B
AUM Growth
+$1.61B
Cap. Flow
+$173M
Cap. Flow %
10.73%
Top 10 Hldgs %
25.27%
Holding
192
New
20
Increased
82
Reduced
29
Closed
12

Top Buys

1
GLO
Clough Global Opportunities Fund
GLO
$32.8M
2
OCSL icon
Oaktree Specialty Lending
OCSL
$14.5M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
$9.73M
4
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$8.75M
5
ISD
PGIM High Yield Bond Fund
ISD
$8.73M

Top Sells

1
DRA
Diversified Real Asset Income Fd
DRA
$4.88M
2
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$4.34M
3
PFN
PIMCO Income Strategy Fund II
PFN
$3.87M
4
NIQ
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$3.21M
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$3.13M

Sector Composition

1 Financials 3.99%
2 Real Estate 0.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KHI
101
DELISTED
Deutsche High Income Trust
KHI
$4.12M 0.26% 483,764 +325,287 +205% +$2.77M
SBW
102
DELISTED
Western Asset Worldwide Income
SBW
$4.1M 0.25% 378,039 – –
OCSI
103
DELISTED
Oaktree Strategic Income Corporation
OCSI
$4.04M 0.25% +437,770 New +$4.04M
RIT
104
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
$3.95M 0.24% 337,321 – –
PIM
105
Putnam Master Intermediate Income Trust
PIM
$161M
$3.88M 0.24% 822,074 -87,591 -10% -$413K
GDL
106
GDL Fund
GDL
$95.9M
$3.87M 0.24% 379,489 +69,064 +22% +$704K
JFR icon
107
Nuveen Floating Rate Income Fund
JFR
$1.13B
$3.85M 0.24% 358,201 +211,315 +144% +$2.27M
ICB
108
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$3.8M 0.24% +220,698 New +$3.8M
ACP
109
abrdn Income Credit Strategies Fund
ACP
$745M
$3.8M 0.24% 267,192 +13,248 +5% +$188K
IWM icon
110
iShares Russell 2000 ETF
IWM
$67B
$3.75M 0.23% 30,000 – –
GDX icon
111
VanEck Gold Miners ETF
GDX
$19B
$3.72M 0.23% 209,517 – –
FULL
112
DELISTED
Full Circle Capital Corporation
FULL
$3.71M 0.23% +1,039,183 New +$3.71M
LCM
113
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$3.55M 0.22% 391,499 – –
EMO
114
ClearBridge Energy Midstream Opportunity Fund
EMO
$886M
$3.51M 0.22% +187,254 New +$3.51M
NQS
115
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$3.44M 0.21% 260,407 – –
GHI
116
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$3.42M 0.21% 403,342 +22,064 +6% +$187K
NZF icon
117
Nuveen Municipal Credit Income Fund
NZF
$2.32B
$3.41M 0.21% 255,186 – –
FTT
118
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$3.4M 0.21% 257,709 – –
CIF
119
MFS Intermediate High Income Fund
CIF
$31.3M
$3.3M 0.2% 1,239,914 +635,891 +105% +$1.69M
JMT
120
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$3.22M 0.2% 145,788 – –
IGR
121
CBRE Global Real Estate Income Fund
IGR
$717M
$3.21M 0.2% 402,724 +40,400 +11% +$322K
FRA icon
122
BlackRock Floating Rate Income Strategies Fund
FRA
$469M
$3.19M 0.2% 236,126 +142,887 +153% +$1.93M
ABE
123
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
ABE
$3.17M 0.2% 247,487 +9,500 +4% +$121K
CEE
124
Central and Eastern Europe Fund
CEE
$105M
$3.11M 0.19% 148,802 – –
PMO
125
Putnam Municipal Opportunities Trust
PMO
$278M
$3.1M 0.19% 267,201 – –
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5
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