RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+1.28%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.31B
AUM Growth
+$1.31B
Cap. Flow
-$156M
Cap. Flow %
-11.93%
Top 10 Hldgs %
33.37%
Holding
166
New
25
Increased
37
Reduced
63
Closed
26

Top Buys

1
ARCC icon
Ares Capital
ARCC
$18.6M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
$10.4M
3
CGBD icon
Carlyle Secured Lending
CGBD
$5.68M
4
LCM
Advent/Claymore Enhanced Gth & F
LCM
$5.36M
5
BRQS
Borqs Technologies, Inc. Ordinary Shares
BRQS
$4.99M

Top Sells

1
ERC
Allspring Multi-Sector Income Fund
ERC
$17.2M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$15M
3
GLO
Clough Global Opportunities Fund
GLO
$13.2M
4
RA
Brookfield Real Assets Income Fund
RA
$11.6M
5
USA icon
Liberty All-Star Equity Fund
USA
$9.73M

Sector Composition

1 Financials 4.39%
2 Technology 0.84%
3 Energy 0.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FAM
76
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$4.65M 0.36%
399,086
-70,093
-15% -$817K
BCX icon
77
BlackRock Resources & Commodities Strategy Trust
BCX
$791M
$4.48M 0.34%
559,225
+39,077
+8% +$313K
GECC icon
78
Great Elm Capital Corp
GECC
$130M
$4.23M 0.32%
166,870
– –
ICB
79
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$4.2M 0.32%
230,385
– –
FAX
80
abrdn Asia-Pacific Income Fund
FAX
$675M
$3.85M 0.29%
770,653
-892,192
-54% -$4.46M
SCD
81
LMP Capital and Income Fund
SCD
$273M
$3.83M 0.29%
269,021
-106,327
-28% -$1.51M
IGR
82
CBRE Global Real Estate Income Fund
IGR
$717M
$3.81M 0.29%
492,901
-934,434
-65% -$7.23M
EVG
83
Eaton Vance Short Duration Diversified Income Fund
EVG
$152M
$3.76M 0.29%
267,675
-59,624
-18% -$838K
FSAM
84
DELISTED
Fifth Street Asset Management Inc. Class A
FSAM
$3.52M 0.27%
+726,266
New +$3.52M
ACV
85
Virtus Diversified Income & Convertible Fund
ACV
$239M
$3.46M 0.26%
164,857
-227,537
-58% -$4.77M
AWF
86
AllianceBernstein Global High Income Fund
AWF
$973M
$3.39M 0.26%
262,115
+64,415
+33% +$834K
LGI
87
Lazard Global Total Return & Income Fund
LGI
$232M
$3.12M 0.24%
190,947
-339,818
-64% -$5.56M
JPC icon
88
Nuveen Preferred & Income Opportunities Fund
JPC
$2.6B
$3.02M 0.23%
290,354
-929,032
-76% -$9.65M
GDX icon
89
VanEck Gold Miners ETF
GDX
$19.5B
$2.99M 0.23%
135,594
-73,923
-35% -$1.63M
FSD
90
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$2.96M 0.23%
171,784
-383,581
-69% -$6.61M
GDO
91
Western Asset Global Corporate Defined Opportunity Fund
GDO
$90.2M
$2.9M 0.22%
162,856
– –
OHAI
92
DELISTED
OHA Investment Corporation
OHAI
$2.9M 0.22%
2,283,394
+18,568
+0.8% +$23.6K
SPE
93
Special Opportunities Fund
SPE
$167M
$2.8M 0.21%
184,110
-35,767
-16% -$544K
PHF
94
DELISTED
Pacholder High Yield
PHF
$2.79M 0.21%
350,628
– –
ERC
95
Allspring Multi-Sector Income Fund
ERC
$267M
$2.56M 0.2%
191,588
-1,290,764
-87% -$17.2M
EIM
96
Eaton Vance Municipal Bond Fund
EIM
$531M
$2.49M 0.19%
196,503
-59,377
-23% -$754K
CPTAG
97
DELISTED
Capitala Finance Corp. 5.75% Convertible Notes Due 2022
CPTAG
$2.49M 0.19%
+98,300
New +$2.49M
LOR
98
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$2.45M 0.19%
221,974
-134,256
-38% -$1.48M
MMDMU
99
DELISTED
Modern Media Acquisition Corp. Unit
MMDMU
$2.36M 0.18%
+230,000
New +$2.36M
KBLMU
100
DELISTED
KBL Merger Corp. IV Unit
KBLMU
$2.35M 0.18%
+230,000
New +$2.35M
2 3
4
5 6