RCM
CPTAG

Rivernorth Capital Management’s Capitala Finance Corp. 5.75% Convertible Notes Due 2022 CPTAG Stock Holding History

Rivernorth Capital Management’s Portfolio CPTAG Stock Details CPTAG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q1 		– Sell
-14,047
Closed -$349K – 192
2017
Q4 		$349K Sell
14,047
-38,393
-73% -$956K 0.02% 139
2017
Q3 		$1.31M Sell
52,440
-45,860
-47% -$1.15M 0.11% 102
2017
Q2 		$2.49M Buy
+98,300
New +$2.47M 0.19% 97

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