BTS
CPTAG

BB&T Securities’s Capitala Finance Corp. 5.75% Convertible Notes Due 2022 CPTAG Stock Holding History

BB&T Securities’s Portfolio CPTAG Stock Details CPTAG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q3 		$677K Sell
27,811
-12,227
-31% -$306K 0.01% 970
2019
Q2 		$1.01M Hold
40,038
– – 0.01% 804
2019
Q1 		$1M Sell
40,038
-8,076
-17% -$201K 0.01% 796
2018
Q4 		$1.14M Sell
48,114
-2,700
-5% -$65.8K 0.01% 700
2018
Q3 		$1.26M Sell
50,814
-125
-0.2% -$3.1K 0.01% 742
2018
Q2 		$1.25M Sell
50,939
-6,294
-11% -$155K 0.01% 732
2018
Q1 		$1.41M Sell
57,233
-20,771
-27% -$510K 0.02% 670
2017
Q4 		$1.94M Buy
+78,004
New +$1.94M 0.03% 545
2017
Q3 		– Sell
-84,775
Closed -$2.12M – 1473
2017
Q2 		$2.12M Buy
+84,775
New +$2.13M 0.03% 506

Other funds holding CPTAG

BlackRock
BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return
LCM
LDR Capital Management New York $74.4M AUM 7.16% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return
IA
IFP Advisors Tampa, Florida $4.82B AUM 20.19% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return