BB&T Securities’s Capitala Finance Corp. 5.75% Convertible Notes Due 2022 CPTAG Stock Holding History

BB&T Securities’s Portfolio CPTAG Stock Details CPTAG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	$677K	Sell	27,811 -12,227	-31%	-$306K	0.01%	970
2019 Q2	$1.01M	Hold	40,038	–	–	0.01%	804
2019 Q1	$1M	Sell	40,038 -8,076	-17%	-$201K	0.01%	796
2018 Q4	$1.14M	Sell	48,114 -2,700	-5%	-$65.8K	0.01%	700
2018 Q3	$1.26M	Sell	50,814 -125	-0.2%	-$3.1K	0.01%	742
2018 Q2	$1.25M	Sell	50,939 -6,294	-11%	-$155K	0.01%	732
2018 Q1	$1.41M	Sell	57,233 -20,771	-27%	-$510K	0.02%	670
2017 Q4	$1.94M	Buy	+78,004	New	+$1.94M	0.03%	545
2017 Q3	–	Sell	-84,775	Closed	-$2.12M	–	1473
2017 Q2	$2.12M	Buy	+84,775	New	+$2.13M	0.03%	506

Other funds holding CPTAG

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

LCM

LDR Capital Management New York $86.7M AUM 16.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

IFP Advisors Tampa, Florida $5.54B AUM 27.43% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

BB&T Securities's CPTAG Position: Q3 2019 in Review

BB&T Securities reduced its Capitala Finance Corp. 5.75% Convertible Notes Due 2022 (CPTAG) stake by 31% in Q3 2019, selling an estimated $306K and leaving 27,811 shares worth $677K. The position accounts for 0.01% of the portfolio, ranked #970.

BB&T Securities first reported a position in CPTAG in Q2 2017 and has held it in 9 quarters since. The position peaked at $2.12M in Q2 2017. 10 funds tracked by Wall St. Rank hold CPTAG as of Q3 2019.

BB&T Securities held 27,811 shares of Capitala Finance Corp. 5.75% Convertible Notes Due 2022 worth $677K as of Q3 2019.
BB&T Securities sold 12,227 Capitala Finance Corp. 5.75% Convertible Notes Due 2022 shares in Q3 2019, an estimated $306K.
Capitala Finance Corp. 5.75% Convertible Notes Due 2022 made up 0.01% of BB&T Securities's portfolio in Q3 2019, its #970 holding.
BB&T Securities first reported a position in Capitala Finance Corp. 5.75% Convertible Notes Due 2022 in Q2 2017 and has held it in 9 quarters since.
BB&T Securities's Capitala Finance Corp. 5.75% Convertible Notes Due 2022 position peaked at $2.12M in Q2 2017.
10 funds tracked by Wall St. Rank held Capitala Finance Corp. 5.75% Convertible Notes Due 2022 as of Q3 2019.

Based on BB&T Securities's 13F filing for Q3 2019, filed 30 Oct 2019.