CPTAG
Capitala Finance Corp. 5.75% Convertible Notes Due 2022
CPTAG
CPTAG
Delisted
CPTAG was delisted on the 27th of May, 2022.
10 hedge funds and large institutions have $4.19M invested in Capitala Finance Corp. 5.75% Convertible Notes Due 2022 in 2019 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 4 increasing their positions, 2 reducing their positions, and closing their positions.
Holders
10
Holders Change
+4
Holders Change %
+66.67%
% of All Funds
0.22%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
4
Reduced
2
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–
Top Buyers
| 1 |
1
BlackRock
New York
|
$2.15M |
| 2 |
2
UBS Group
Zurich,
Switzerland
|
$38K |
| 3 |
3
Stifel Financial
St. Louis,
Missouri
|
$883K |
| 4 |
IA
4
IFP Advisors
Tampa,
Florida
|
$10K |
| 5 |
5
Morgan Stanley
New York
|
$6K |
Top Sellers
| 1 |
BTS
1
BB&T Securities
Richmond,
Virginia
|
$677K |
| 2 |
LCM
2
LDR Capital Management
New York
|
$394K |
| Name | Market Value | Shares |
Shares Change |
Shares Change % |
|
|---|---|---|---|---|---|
|
1
BlackRock
New York
| $2.15M | 88,147 | +24,296 | +38% |
|
|
2
Stifel Financial
St. Louis,
Missouri
| $883K | 36,143 | +1,074 | +3% |
|
|
BTS
3
BB&T Securities
Richmond,
Virginia
| $677K | 27,811 | -12,227 | -31% |
|
|
LCM
4
LDR Capital Management
New York
| $394K | 16,040 | -5,977 | -27% |
|
|
5
UBS Group
Zurich,
Switzerland
| $38K | 1,562 | +1,099 | +237% |
|
6
Wells Fargo
San Francisco,
California
| $24K | 1,001 | +1 | +0.1% |
|
|
IA
7
IFP Advisors
Tampa,
Florida
| $10K | 400 | +400 | New |
|
|
8
Morgan Stanley
New York
| $6K | 234 | +234 | New |
|
9
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | – | – | – |
|
10
JPMorgan Chase & Co
New York
| $1K | 48 | +48 | New |
|
|
CFGS
11
Concourse Financial Group Securities
Birmingham,
Alabama
| – | – | – | – |
|
12
Bank of America
Charlotte,
North Carolina
| $0 | 15 | +15 | New |
|