Stifel Financial
CPTAG

Stifel Financial’s Capitala Finance Corp. 5.75% Convertible Notes Due 2022 CPTAG Stock Holding History

Stifel Financial’s Portfolio CPTAG Stock Details CPTAG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q1 		– Sell
-34,214
Closed -$839K – 3159
2019
Q4 		$839K Sell
34,214
-1,929
-5% -$47.1K ﹤0.01% 1949
2019
Q3 		$883K Buy
36,143
+1,074
+3% +$26.9K ﹤0.01% 1839
2019
Q2 		$890K Sell
35,069
-678
-2% -$17K ﹤0.01% 1873
2019
Q1 		$903K Sell
35,747
-2,058
-5% -$51.2K ﹤0.01% 1715
2018
Q4 		$906K Buy
37,805
+11,112
+42% +$271K ﹤0.01% 1589
2018
Q3 		$650K Sell
26,693
-970
-4% -$24.1K ﹤0.01% 1957
2018
Q2 		$680K Sell
27,663
-3,357
-11% -$82.6K ﹤0.01% 1857
2018
Q1 		$758K Buy
31,020
+35
+0.1% +$859 ﹤0.01% 1735
2017
Q4 		$758K Buy
30,985
+8,319
+37% +$207K ﹤0.01% 1684
2017
Q3 		$555K Buy
22,666
+11,059
+95% +$278K ﹤0.01% 1817
2017
Q2 		$293K Buy
+11,607
New +$292K ﹤0.01% 2152

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