Stifel Financial
CPTAG

Stifel Financial’s Capitala Finance Corp. 5.75% Convertible Notes Due 2022 CPTAG Stock Holding History

Stifel Financial’s Portfolio CPTAG Stock Details CPTAG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q1 		– Sell
-34,214
Closed -$839K – 3159
2019
Q4 		$839K Sell
34,214
-1,929
-5% -$47.1K ﹤0.01% 1949
2019
Q3 		$883K Buy
36,143
+1,074
+3% +$26.9K ﹤0.01% 1839
2019
Q2 		$890K Sell
35,069
-678
-2% -$17K ﹤0.01% 1873
2019
Q1 		$903K Sell
35,747
-2,058
-5% -$51.2K ﹤0.01% 1715
2018
Q4 		$906K Buy
37,805
+11,112
+42% +$271K ﹤0.01% 1589
2018
Q3 		$650K Sell
26,693
-970
-4% -$24.1K ﹤0.01% 1957
2018
Q2 		$680K Sell
27,663
-3,357
-11% -$82.6K ﹤0.01% 1857
2018
Q1 		$758K Buy
31,020
+35
+0.1% +$859 ﹤0.01% 1735
2017
Q4 		$758K Buy
30,985
+8,319
+37% +$207K ﹤0.01% 1684
2017
Q3 		$555K Buy
22,666
+11,059
+95% +$278K ﹤0.01% 1817
2017
Q2 		$293K Buy
+11,607
New +$292K ﹤0.01% 2152

Other funds holding CPTAG

BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return
CFA
Carroll Financial Associates Charlotte, North Carolina $1.88B AUM 20.52% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Stifel Financial's CPTAG Position: Q1 2020 in Review

Stifel Financial sold out of Capitala Finance Corp. 5.75% Convertible Notes Due 2022 (CPTAG) in Q1 2020, closing a stake of 34,214 shares — an estimated $839K sold.

Stifel Financial first reported a position in CPTAG in Q2 2017 and held it in 11 quarters. The position peaked at $906K in Q4 2018. 6 funds tracked by Wall St. Rank hold CPTAG as of Q1 2020.

  • Stifel Financial reported no remaining Capitala Finance Corp. 5.75% Convertible Notes Due 2022 position as of Q1 2020 after selling out during the quarter.
  • Stifel Financial sold 34,214 Capitala Finance Corp. 5.75% Convertible Notes Due 2022 shares in Q1 2020, an estimated $839K.
  • Stifel Financial first reported a position in Capitala Finance Corp. 5.75% Convertible Notes Due 2022 in Q2 2017 and held it in 11 quarters.
  • Stifel Financial's Capitala Finance Corp. 5.75% Convertible Notes Due 2022 position peaked at $906K in Q4 2018.
  • 6 funds tracked by Wall St. Rank held Capitala Finance Corp. 5.75% Convertible Notes Due 2022 as of Q1 2020.

Based on Stifel Financial's 13F filing for Q1 2020, filed 14 May 2020.