Truist Financial’s Capitala Finance Corp. 5.75% Convertible Notes Due 2022 CPTAG Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-11,550	Closed	-$222K	–	2578
2020 Q2	$222K	Sell	11,550 -1,700	-13%	-$32.7K	﹤0.01%	2109
2020 Q1	$230K	Sell	13,250 -3,677	-22%	-$63.8K	﹤0.01%	2006
2019 Q4	$418K	Buy	+16,927	New	+$418K	﹤0.01%	1952