CPTAG
Capitala Finance Corp. 5.75% Convertible Notes Due 2022
CPTAG
CPTAG
Delisted
CPTAG was delisted on the 27th of May, 2022.
7 hedge funds and large institutions have $3.85M invested in Capitala Finance Corp. 5.75% Convertible Notes Due 2022 in 2019 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 2 increasing their positions, 3 reducing their positions, and 4 closing their positions.
Holders
7
Holders Change
-3
Holders Change %
-30%
% of All Funds
0.14%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
2
Reduced
3
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–
Top Buyers
| 1 |
1
Truist Financial
Charlotte,
North Carolina
|
$418K |
| 2 |
2
BlackRock
New York
|
$2.48M |
| 3 |
LTFS
3
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$55K |
| 4 |
4
Morgan Stanley
New York
|
$22K |
Top Sellers
| Name | Market Value | Shares |
Shares Change |
Shares Change % |
|
|---|---|---|---|---|---|
|
1
BlackRock
New York
| $2.48M | 100,420 | +12,273 | +14% |
|
2
Stifel Financial
St. Louis,
Missouri
| $839K | 34,214 | -1,929 | -5% |
|
|
3
Truist Financial
Charlotte,
North Carolina
| $418K | 16,927 | +16,927 | New |
|
|
LTFS
4
Ladenburg Thalmann Financial Services
Miami,
Florida
| $55K | 2,240 | +2,240 | New |
|
5
UBS Group
Zurich,
Switzerland
| $36K | 1,432 | -130 | -8% |
|
|
6
Morgan Stanley
New York
| $22K | 894 | +660 | +282% |
|
7
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | – | – | – |
|
|
LCM
8
LDR Capital Management
New York
| – | – | -16,040 | Closed |
|
9
Wells Fargo
San Francisco,
California
| $0 | 1 | -1,000 | -100% |
|
|
IA
10
IFP Advisors
Tampa,
Florida
| – | – | -400 | Closed |
|
11
JPMorgan Chase & Co
New York
| – | – | -48 | Closed |
|
12
Bank of America
Charlotte,
North Carolina
| – | – | -15 | Closed |
|
|
CFGS
13
Concourse Financial Group Securities
Birmingham,
Alabama
| – | – | – | – |
|