Capitala Finance Corp. 5.75% Convertible Notes Due 2022
CPTAG
CPTAG was delisted on the 27th of May, 2022.
6 hedge funds and large institutions have $3.23M invested in Capitala Finance Corp. 5.75% Convertible Notes Due 2022 in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 1 increasing their positions, 1 reducing their positions, and 1 closing their positions.
300% more first-time investments, than exits
New positions opened: 4 | Existing positions closed: 1
100% more funds holding
Funds holding: 3 → 6 (+3)
0% more repeat investments, than reductions
Existing positions increased: 1 | Existing positions reduced: 1
48% less capital invested
Capital invested by funds: $6.16M → $3.23M (-$2.93M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
YMRC
Yorktown Management & Research Company
Forest,
Virginia
|
+$1M |
| 2 |
CIAS
Capital Investment Advisory Services
Raleigh,
North Carolina
|
+$339K |
| 3 |
Stifel Financial
St. Louis,
Missouri
|
+$278K |
| 4 |
Bank of America
Charlotte,
North Carolina
|
+$25.1K |
| 5 |
Wells Fargo
San Francisco,
California
|
+$25 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BTS
BB&T Securities
Richmond,
Virginia
|
-$2.12M |
| 2 |
RCM
Rivernorth Capital Management
West Palm Beach,
Florida
|
-$1.15M |
CPTAG Hedge Fund Activity: Q3 2017 in Review
6 of the 4,022 institutional investors tracked by Wall St. Rank reported a position in Capitala Finance Corp. 5.75% Convertible Notes Due 2022 (CPTAG) for Q3 2017, worth a combined $3.23M — down 48% from $6.16M a quarter earlier.
Buyers outnumbered sellers: 4 funds opened new CPTAG positions and 1 closed out — a net gain of 3 holders — while 1 added to existing stakes and 1 trimmed.
The largest buyer was Yorktown Management & Research Company, opening a new position worth an estimated $1M. The largest seller was BB&T Securities, exiting entirely with an estimated $2.12M sold.
- 6 institutional investors held Capitala Finance Corp. 5.75% Convertible Notes Due 2022 (CPTAG) as of Q3 2017, up from 3 in Q2 2017.
- Funds reported $3.23M of Capitala Finance Corp. 5.75% Convertible Notes Due 2022 stock for Q3 2017, down 48% quarter-over-quarter.
- 4 funds opened new Capitala Finance Corp. 5.75% Convertible Notes Due 2022 positions in Q3 2017 and 1 closed out, a net change of +3 holders.
- The largest Capitala Finance Corp. 5.75% Convertible Notes Due 2022 buyer in Q3 2017 was Yorktown Management & Research Company, an estimated $1M added.
- The largest Capitala Finance Corp. 5.75% Convertible Notes Due 2022 seller in Q3 2017 was BB&T Securities, an estimated $2.12M sold.
Based on aggregated 13F filings for Q3 2017.