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CPTAG
Capitala Finance Corp. 5.75% Convertible Notes Due 2022
CPTAG
CPTAG
Delisted
CPTAG was delisted on the 27th of May, 2022.
6 hedge funds and large institutions have $3.23M invested in Capitala Finance Corp. 5.75% Convertible Notes Due 2022 in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 1 increasing their positions, 1 reducing their positions, and 1 closing their positions.
New
Increased
Maintained
Reduced
Closed
300% more first-time investments, than exits
New positions opened: 4 | Existing positions closed: 1
100% more funds holding
Funds holding: 3 → 6 (+3)
0% more repeat investments, than reductions
Existing positions increased: 1 | Existing positions reduced: 1
48% less capital invested
Capital invested by funds: $6.16M → $3.23M (-$2.93M)
Holders
6
Holders Change
+3
Holders Change %
+100%
% of All Funds
0.15%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
1
Reduced
1
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–
Top Buyers
Top Sellers
| 1 |
BTS
BB&T Securities
Richmond,
Virginia
|
-$2.12M |
| 2 |
Geode Capital Management
Boston,
Massachusetts
|
-$1.26M |
| 3 |
RCM
Rivernorth Capital Management
West Palm Beach,
Florida
|
-$1.15M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
RCM
1
Rivernorth Capital Management
West Palm Beach,
Florida
| $1.31M | -$1.15M | -45,860 | -47% |
|
|
YMRC
2
Yorktown Management & Research Company
Forest,
Virginia
| $998K | +$1M | +40,000 | New |
|
3
Stifel Financial
St. Louis,
Missouri
| $555K | +$278K | +11,059 | +95% |
|
|
CIAS
4
Capital Investment Advisory Services
Raleigh,
North Carolina
| $342K | +$339K | +13,500 | New |
|
5
Bank of America
Charlotte,
North Carolina
| $25K | +$25.1K | +1,000 | New |
|
|
BTS
6
BB&T Securities
Richmond,
Virginia
| – | -$2.12M | -84,775 | Closed |
|
|
7
Geode Capital Management
Boston,
Massachusetts
| – | -$1.26M | – | – |
|
8
Wells Fargo
San Francisco,
California
| – | +$25 | +1 | New |
|