Yorktown Management & Research Company’s Capitala Finance Corp. 5.75% Convertible Notes Due 2022 CPTAG Stock Holding History

Yorktown Management & Research Company’s Portfolio CPTAG Stock Details CPTAG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-10,695	Closed	-$263K	–	406
2018 Q1	$263K	Sell	10,695 -16,549	-61%	-$406K	0.08%	316
2017 Q4	$678K	Sell	27,244 -12,756	-32%	-$318K	0.2%	122
2017 Q3	$998K	Buy	+40,000	New	+$1M	0.26%	66

Other funds holding CPTAG

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Yorktown Management & Research Company's CPTAG Position: Q2 2018 in Review

Yorktown Management & Research Company sold out of Capitala Finance Corp. 5.75% Convertible Notes Due 2022 (CPTAG) in Q2 2018, closing a stake of 10,695 shares — an estimated $263K sold.

Yorktown Management & Research Company first reported a position in CPTAG in Q3 2017 and held it in 3 quarters. The position peaked at $998K in Q3 2017. 4 funds tracked by Wall St. Rank hold CPTAG as of Q2 2018.

Yorktown Management & Research Company reported no remaining Capitala Finance Corp. 5.75% Convertible Notes Due 2022 position as of Q2 2018 after selling out during the quarter.
Yorktown Management & Research Company sold 10,695 Capitala Finance Corp. 5.75% Convertible Notes Due 2022 shares in Q2 2018, an estimated $263K.
Yorktown Management & Research Company first reported a position in Capitala Finance Corp. 5.75% Convertible Notes Due 2022 in Q3 2017 and held it in 3 quarters.
Yorktown Management & Research Company's Capitala Finance Corp. 5.75% Convertible Notes Due 2022 position peaked at $998K in Q3 2017.
4 funds tracked by Wall St. Rank held Capitala Finance Corp. 5.75% Convertible Notes Due 2022 as of Q2 2018.

Based on Yorktown Management & Research Company's 13F filing for Q2 2018, filed 10 Aug 2018.