LCM
CPTAG

LDR Capital Management’s Capitala Finance Corp. 5.75% Convertible Notes Due 2022 CPTAG Stock Holding History

LDR Capital Management’s Portfolio CPTAG Stock Details CPTAG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		– Sell
-16,040
Closed -$394K – 26
2019
Q3 		$394K Sell
16,040
-5,977
-27% -$149K 0.3% 21
2019
Q2 		$554K Buy
22,017
+4,231
+24% +$106K 0.38% 27
2019
Q1 		$443K Buy
+17,786
New +$442K 0.36% 24

Other funds holding CPTAG

BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

LDR Capital Management's CPTAG Position: Q4 2019 in Review

LDR Capital Management sold out of Capitala Finance Corp. 5.75% Convertible Notes Due 2022 (CPTAG) in Q4 2019, closing a stake of 16,040 shares — an estimated $394K sold.

LDR Capital Management first reported a position in CPTAG in Q1 2019 and held it in 3 quarters. The position peaked at $554K in Q2 2019. 7 funds tracked by Wall St. Rank hold CPTAG as of Q4 2019.

  • LDR Capital Management reported no remaining Capitala Finance Corp. 5.75% Convertible Notes Due 2022 position as of Q4 2019 after selling out during the quarter.
  • LDR Capital Management sold 16,040 Capitala Finance Corp. 5.75% Convertible Notes Due 2022 shares in Q4 2019, an estimated $394K.
  • LDR Capital Management first reported a position in Capitala Finance Corp. 5.75% Convertible Notes Due 2022 in Q1 2019 and held it in 3 quarters.
  • LDR Capital Management's Capitala Finance Corp. 5.75% Convertible Notes Due 2022 position peaked at $554K in Q2 2019.
  • 7 funds tracked by Wall St. Rank held Capitala Finance Corp. 5.75% Convertible Notes Due 2022 as of Q4 2019.

Based on LDR Capital Management's 13F filing for Q4 2019, filed 5 Feb 2020.