RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+0.98%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.28B
AUM Growth
+$1.28B
Cap. Flow
+$314M
Cap. Flow %
24.43%
Top 10 Hldgs %
22.6%
Holding
260
New
72
Increased
81
Reduced
45
Closed
44

Top Buys

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$24.1M
2
VMO icon
Invesco Municipal Opportunity Trust
VMO
$19.8M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$18M
4
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
$14.1M
5
DSU icon
BlackRock Debt Strategies Fund
DSU
$12.5M

Top Sells

1
VOO icon
Vanguard S&P 500 ETF
VOO
$19.5M
2
OEF icon
iShares S&P 100 ETF
OEF
$10.8M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$9.75M
4
ETW
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$7.2M
5
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$5.02M

Sector Composition

1 Financials 2.69%
2 Technology 0.1%
3 Materials 0.04%
4 Communication Services 0.03%
5 Energy 0.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VGI
76
Virtus Global Multi-Sector Income Fund
VGI
$90.5M
$5.65M 0.43% 333,610 +43,953 +15% +$744K
GDX icon
77
VanEck Gold Miners ETF
GDX
$19B
$5.58M 0.43% 264,584 +1,767 +0.7% +$37.3K
LDP icon
78
Cohen & Steers Duration Preferred & Income Fund
LDP
$622M
$5.48M 0.42% +242,149 New +$5.48M
CEE
79
Central and Eastern Europe Fund
CEE
$105M
$5.24M 0.4% 171,648 – –
NKX icon
80
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$565M
$5.15M 0.4% 423,487 +351,555 +489% +$4.28M
VTA
81
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$5.15M 0.4% +399,125 New +$5.15M
JRO
82
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$5.12M 0.39% +420,441 New +$5.12M
CBA
83
DELISTED
ClearBridge American Energy MLP
CBA
$4.91M 0.38% +275,265 New +$4.91M
PML
84
PIMCO Municipal Income Fund II
PML
$483M
$4.87M 0.37% 456,468 +93,037 +26% +$992K
SBW
85
DELISTED
Western Asset Worldwide Income
SBW
$4.73M 0.36% 388,486 +174,973 +82% +$2.13M
FUND
86
Sprott Focus Trust
FUND
$244M
$4.68M 0.36% 614,488 +450 +0.1% +$3.43K
BDJ icon
87
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
$4.67M 0.36% 588,188 +145,364 +33% +$1.15M
BOI
88
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$4.46M 0.34% +269,168 New +$4.46M
FTF
89
Franklin Limited Duration Income Trust
FTF
$259M
$4.45M 0.34% 342,462 +211,137 +161% +$2.74M
EDI
90
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$4.37M 0.34% 230,045 +217,642 +1,755% +$4.14M
HTR
91
DELISTED
Brookfield Total Return Fund Inc
HTR
$4.24M 0.33% 178,397 +19,251 +12% +$457K
GDV icon
92
Gabelli Dividend & Income Trust
GDV
$2.39B
$4.16M 0.32% 187,715 -143,955 -43% -$3.19M
NBD
93
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$4.13M 0.32% 212,626 – –
LCM
94
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$4.12M 0.32% 406,996 – –
EFT
95
Eaton Vance Floating-Rate Income Trust
EFT
$322M
$4.04M 0.31% +264,472 New +$4.04M
BGY icon
96
BlackRock Enhanced International Dividend Trust
BGY
$535M
$3.82M 0.29% 469,405 – –
EDF
97
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$160M
$3.81M 0.29% +207,776 New +$3.81M
TTF
98
DELISTED
Thai Fund
TTF
$3.67M 0.28% 202,169 -26,601 -12% -$483K
EMD
99
Western Asset Emerging Markets Debt Fund
EMD
$599M
$3.33M 0.26% 193,380 -3,849 -2% -$66.2K
NHS
100
Neuberger Berman High Yield Strategies Fund
NHS
$231M
$3.24M 0.25% 244,459 +108,782 +80% +$1.44M
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