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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.73%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.67B
AUM Growth
+$1.64B
Cap. Flow
+$85.4M
Cap. Flow %
5.13%
Top 10 Hldgs %
30.69%
Holding
314
New
56
Increased
61
Reduced
66
Closed
51

Top Buys

Rank Stock Value
1
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$31.3M
2
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$20M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$18.9M
4
DSU icon
BlackRock Debt Strategies Fund
DSU
+$18.1M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$17.6M

Top Sells

Rank Stock Value
1
VVR icon
Invesco Senior Income Trust
VVR
+$20.6M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$16.9M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$13.4M
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$12.9M
5
HIX
Western Asset High Income Fund II
HIX
+$9.67M

Sector Composition

Rank Sector Weight
1 Financials 2.4%
2 Communication Services 0.43%
3 Technology 0.39%
4 Industrials 0.38%
5 Healthcare 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCT
51
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$8.33M 0.5%
663,979
+235,213
+55% +$2.84M
AWF
52
AllianceBernstein Global High Income Fund
AWF
$872M
$8.23M 0.49%
678,306
-214,680
-24% -$2.58M
NKG
53
DELISTED
Nuveen Georgia Quality Municipal Income Fund
NKG
$8.12M 0.49%
643,966
+134,593
+26% +$1.68M
EVM
54
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$7.97M 0.48%
708,848
-2,953
-0.4% -$33.2K
SOR
55
Source Capital
SOR
$385M
$7.95M 0.48%
205,409
+137,629
+203% +$5.18M
BSE
56
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$7.76M 0.47%
564,651
+105,457
+23% +$1.45M
HGLB
57
Highland Global Allocation Fund
HGLB
$177M
$7.67M 0.46%
820,945
+556,412
+210% +$5.2M
NUO
58
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$7.54M 0.45%
489,137
-136,605
-22% -$2.13M
AVK
59
Advent Convertible and Income Fund
AVK
$563M
$7.51M 0.45%
496,346
-194,299
-28% -$2.83M
MCA
60
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$7.44M 0.45%
523,651
-9,816
-2% -$140K
SWZ
61
Swiss Helvetia Fund
SWZ
$77.5M
$7.41M 0.44%
881,134
+394,693
+81% +$3.21M
AEF
62
abrdn Emerging Markets Equity Income Fund
AEF
$367M
$7.04M 0.42%
923,911
+51,472
+6% +$371K
NUM
63
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$6.89M 0.41%
487,055
+116,730
+32% +$1.64M
NMY
64
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$6.63M 0.4%
493,242
+111,240
+29% +$1.49M
MAV
65
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$6.24M 0.37%
577,458
+207,980
+56% +$2.25M
NBO
66
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$6.2M 0.37%
497,582
-6,718
-1% -$83.4K
VLT icon
67
Invesco High Income Trust II
VLT
$65.7M
$6.09M 0.37%
426,744
-305,111
-42% -$4.35M
RMT
68
Royce Micro-Cap Trust
RMT
$761M
$5.65M 0.34%
661,495
+203,672
+44% +$1.66M
HYB
69
DELISTED
New America High Income Fund, Inc.
HYB
$5.63M 0.34%
616,787
+175,068
+40% +$1.57M
MYN icon
70
BlackRock MuniYield New York Quality Fund
MYN
$377M
$5.59M 0.34%
426,838
-31,319
-7% -$406K
PRF icon
71
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$5.35M 0.32%
211,000
-81,495
-28% -$1.98M
GLQ
72
Clough Global Equity Fund
GLQ
$158M
$5.21M 0.31%
431,737
+218,712
+103% +$2.58M
NTX
73
DELISTED
Nuveen Texas Quality Municipal Income Fund
NTX
$5.18M 0.31%
361,727
+47,567
+15% +$672K
BIT icon
74
BlackRock Multi-Sector Income Trust
BIT
$702M
$5.16M 0.31%
319,462
-338,636
-51% -$5.76M
SPY icon
75
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$5.15M 0.31%
16,000
-15,196
-49% -$4.68M
1 2
3
4 5

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Rivernorth Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rivernorth Capital Management held 314 positions worth $1.67B, up 7,483% from $22M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management deployed $85.4M of net new capital in Q4 2019, opening 56 new positions and adding to 61 existing holdings. Its largest new stake was Cohen & Steers Infrastructure Fund: 374,909 shares worth $9.82M.

By sector, the portfolio is most concentrated in Financials at 2.4% of assets, up from 0.2% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Invesco Senior Income Trust, an estimated $20.6M trimmed.

  • Rivernorth Capital Management's largest Q4 2019 buy was Cohen & Steers Infrastructure Fund: 374,909 shares worth $9.82M.
  • Rivernorth Capital Management added most to PIMCO Dynamic Income Strategy Fund in Q4 2019, an estimated $31.3M increase.
  • Rivernorth Capital Management's biggest Q4 2019 reduction was Invesco Senior Income Trust, cutting an estimated $20.6M.
  • Rivernorth Capital Management fully exited Akazoo SA Warrant in Q4 2019, selling an estimated $40K.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.67B portfolio in Q4 2019.
  • Rivernorth Capital Management opened 56 new positions and closed 51 in Q4 2019.
  • Rivernorth Capital Management's portfolio value rose 7,483% quarter-over-quarter to $1.67B.

Based on Rivernorth Capital Management's 13F filing for Q4 2019, filed 14 Feb 2020.