Rivernorth Capital Management’s Highland Global Allocation Fund HGLB Stock Holding History

Rivernorth Capital Management’s Portfolio HGLB Stock Details HGLB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-566,457	Closed	-$3.7M	–	480
2020 Q4	$3.7M	Sell	566,457 -499,221	-47%	-$2.98M	0.22%	93
2020 Q3	$6.61M	Sell	1,065,678 -315,441	-23%	-$2.03M	0.41%	67
2020 Q2	$8.89M	Buy	1,381,119 +456,854	+49%	+$2.59M	0.51%	52
2020 Q1	$4.02M	Buy	924,265 +103,320	+13%	+$818K	0.27%	92
2019 Q4	$7.67M	Buy	820,945 +556,412	+210%	+$5.2M	0.46%	57
2019 Q3	$2.71K	Buy	264,533 +191,675	+263%	+$2.04M	0.01%	130
2019 Q2	$819	Buy	72,858 +53,457	+276%	+$639K	0.04%	182
2019 Q1	$251K	Buy	+19,401	New	+$252K	0.02%	183

Other funds holding HGLB

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

CCP

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

Quantedge Capital Singapore $183M AUM 37.27% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Rivernorth Capital Management's HGLB Position: Q1 2021 in Review

Rivernorth Capital Management sold out of Highland Global Allocation Fund (HGLB) in Q1 2021, closing a stake of 566,457 shares — an estimated $3.7M sold.

Rivernorth Capital Management first reported a position in HGLB in Q1 2019 and held it in 8 quarters. The position peaked at $8.89M in Q2 2020. 40 funds tracked by Wall St. Rank hold HGLB as of Q1 2021.

Rivernorth Capital Management reported no remaining Highland Global Allocation Fund position as of Q1 2021 after selling out during the quarter.
Rivernorth Capital Management sold 566,457 Highland Global Allocation Fund shares in Q1 2021, an estimated $3.7M.
Rivernorth Capital Management first reported a position in Highland Global Allocation Fund in Q1 2019 and held it in 8 quarters.
Rivernorth Capital Management's Highland Global Allocation Fund position peaked at $8.89M in Q2 2020.
40 funds tracked by Wall St. Rank held Highland Global Allocation Fund as of Q1 2021.

Based on Rivernorth Capital Management's 13F filing for Q1 2021, filed 17 May 2021.