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HGLB

Highland Global Allocation Fund

38 hedge funds and large institutions have $32.4M invested in Highland Global Allocation Fund in 2020 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

22% more capital invested

Capital invested by funds: $26.5M → $32.4M (+$5.88M)

6% more funds holding

Funds holding: 3638 (+2)

3.79% less ownership

Funds ownership: 26.16%22.37% (-3.8%)

61% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 18

Holders
38
Holders Change
+2
Holders Change %
+5.56%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
7
Reduced
18
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$8.89M +$2.59M +456,854 +49%
Morgan Stanley
2
Morgan Stanley
New York
$4.95M -$72.3K -12,730 -2%
MC
3
Matisse Capital
Oregon
$4.73M
CCP
4
Clough Capital Partners
Massachusetts
$3.23M +$2.85M +501,552 New
Wells Fargo
5
Wells Fargo
California
$1.45M -$37.1K -6,545 -3%
BI
6
Bulldog Investors
New Jersey
$1.4M -$1.11M -195,141 -47%
LCM
7
Landscape Capital Management
New Jersey
$1.17M -$2.09M -367,915 -67%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$981K -$3.25M -572,744 -79%
Osaic Holdings
9
Osaic Holdings
Arizona
$744K +$18.2K +3,207 +3%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$733K -$190K -33,553 -23%
6M
11
6 Meridian
Kansas
$648K +$17.2K +3,036 +3%
SFS
12
Shaker Financial Services
Virginia
$640K -$628K -110,589 -53%
NAM
13
Nexpoint Asset Management
Texas
$569K -$480K -84,550 -49%
BFM
14
Boothbay Fund Management
New York
$458K
AC
15
Aristides Capital
Kentucky
$297K
RJFSA
16
Raymond James Financial Services Advisors
Florida
$283K -$92.4K -16,278 -27%
RJA
17
Raymond James & Associates
Florida
$210K -$31.4K -5,530 -14%
AA
18
AQR Arbitrage
Connecticut
$203K +$96.5K +16,994 +117%
COLIM
19
City of London Investment Management
United Kingdom
$154K -$1.98M -348,305 -94%
LPL Financial
20
LPL Financial
California
$111K -$29.9K -5,273 -23%
OC
21
Oppenheimer & Co
New York
$97K +$85.1K +15,000 New
MML Investors Services
22
MML Investors Services
Massachusetts
$89K +$19.9K +3,514 +34%
ASN
23
Advisory Services Network
Georgia
$80K +$44.2K +7,789 +167%
CAN
24
Cetera Advisor Networks
California
$78K -$45.1K -7,938 -40%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$70K -$162K -28,516 -72%

HGLB Hedge Fund Activity: Q2 2020 in Review

38 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Highland Global Allocation Fund (HGLB) for Q2 2020, worth a combined $32.4M — up 22% from $26.5M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new HGLB positions and 4 closed out — a net gain of 2 holders — while 7 added to existing stakes and 18 trimmed.

The largest buyer was Clough Capital Partners, opening a new position worth an estimated $2.85M. The largest seller was Royal Bank of Canada, cutting an estimated $3.25M.

  • 38 institutional investors held Highland Global Allocation Fund (HGLB) as of Q2 2020, up from 36 in Q1 2020.
  • Funds reported $32.4M of Highland Global Allocation Fund stock for Q2 2020, up 22% quarter-over-quarter.
  • 6 funds opened new Highland Global Allocation Fund positions in Q2 2020 and 4 closed out, a net change of +2 holders.
  • The largest Highland Global Allocation Fund buyer in Q2 2020 was Clough Capital Partners, an estimated $2.85M added.
  • The largest Highland Global Allocation Fund seller in Q2 2020 was Royal Bank of Canada, an estimated $3.25M sold.

Based on aggregated 13F filings for Q2 2020.