HGLB

Highland Global Allocation Fund
HGLB

Overview Fund Activity

38 hedge funds and large institutions have $32.4M invested in Highland Global Allocation Fund in 2020 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 18 reducing their positions, and 4 closing their positions.

Holders
38
Holders Change
+2
Holders Change %
+5.56%
% of All Funds
0.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
7
Reduced
18
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CCP
1
Clough Capital Partners
Massachusetts
$3.23M
2
RCM
2
Rivernorth Capital Management
Florida
$8.89M
3
AA
3
AQR Arbitrage
Connecticut
$203K
4
OC
4
Oppenheimer & Co
New York
$97K
5
ASN
5
Advisory Services Network
Georgia
$80K

Top Sellers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$981K
2
LCM
2
Landscape Capital Management
New Jersey
$1.17M
3
COLIM
3
City of London Investment Management
United Kingdom
$154K
4
BI
4
Bulldog Investors
New Jersey
$1.4M
5
AC
5
Almitas Capital
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
RCM
1
Rivernorth Capital Management
Florida
$8.89M 1,381,119 +456,854 +49%
Morgan Stanley
2
Morgan Stanley
New York
$4.95M 769,106 -12,730 -2%
MC
3
Matisse Capital
Oregon
$4.73M 734,700 – –
CCP
4
Clough Capital Partners
Massachusetts
$3.23M 501,552 +501,552 New
Wells Fargo
5
Wells Fargo
California
$1.45M 224,435 -6,545 -3%
BI
6
Bulldog Investors
New Jersey
$1.4M 216,996 -195,141 -47%
LCM
7
Landscape Capital Management
New Jersey
$1.17M 181,833 -367,915 -67%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$981K 152,284 -572,744 -79%
Osaic Holdings
9
Osaic Holdings
Arizona
$744K 115,661 +3,207 +3%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$733K 113,841 -33,553 -23%
6M
11
6 Meridian
Kansas
$648K 100,577 +3,036 +3%
SFS
12
Shaker Financial Services
Virginia
$640K 99,323 -110,589 -53%
NAM
13
Nexpoint Asset Management
Texas
$569K 88,296 -84,550 -49%
BFM
14
Boothbay Fund Management
New York
$458K 71,173 – –
AC
15
Aristides Capital
Kentucky
$297K 46,167 – –
RJFSA
16
Raymond James Financial Services Advisors
Florida
$283K 43,939 -16,278 -27%
RJA
17
Raymond James & Associates
Florida
$210K 32,643 -5,530 -14%
AA
18
AQR Arbitrage
Connecticut
$203K 31,528 +16,994 +117%
COLIM
19
City of London Investment Management
United Kingdom
$154K 23,950 -348,305 -94%
LPL Financial
20
LPL Financial
California
$111K 17,250 -5,273 -23%
OC
21
Oppenheimer & Co
New York
$97K 15,000 +15,000 New
MML Investors Services
22
MML Investors Services
Massachusetts
$89K 13,848 +3,514 +34%
ASN
23
Advisory Services Network
Georgia
$80K 12,455 +7,789 +167%
CAN
24
Cetera Advisor Networks
California
$78K 12,111 -7,938 -40%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$70K 10,986 -28,516 -72%
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