HGLB

Highland Global Allocation Fund
HGLB

Overview Fund Activity

35 hedge funds and large institutions have $41.7M invested in Highland Global Allocation Fund in 2019 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 8 increasing their positions, 16 reducing their positions, and 3 closing their positions.

Holders
35
Holders Change
+4
Holders Change %
+12.9%
% of All Funds
0.77%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
8
Reduced
16
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Cambridge Investment Research Advisors
1
Cambridge Investment Research Advisors
Iowa
$4.58M
2
BI
2
Bulldog Investors
New Jersey
$1.59M
3
MC
3
Matisse Capital
Oregon
$2.16M
4
6M
4
6 Meridian
Kansas
$448K
5
AC
5
Almitas Capital
California
$437K

Top Sellers

1
AAS
1
Avantax Advisory Services
Texas
$0
2
Wells Fargo
2
Wells Fargo
California
$3.77M
3
COLIM
3
City of London Investment Management
United Kingdom
$3.19M
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$0
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$8.89M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$9.2M 897,267 -9,813 -1%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$8.89M 866,949 -23,193 -3%
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$4.58M 446,493 +446,493 New
Wells Fargo
4
Wells Fargo
California
$3.77M 367,952 -57,199 -13%
COLIM
5
City of London Investment Management
United Kingdom
$3.19M 311,539 -31,676 -9%
MC
6
Matisse Capital
Oregon
$2.16M 210,700 +55,400 +36%
NAM
7
Nexpoint Asset Management
Texas
$1.99M 194,171 +194,171 New
BI
8
Bulldog Investors
New Jersey
$1.59M 155,119 +125,119 +417%
AG
9
Advisor Group
Arizona
$830K 80,973 +1,008 +1%
RJA
10
Raymond James & Associates
Florida
$761K 74,266 +30,662 +70%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$713K 69,530 -10,805 -13%
LPL Financial
12
LPL Financial
California
$507K 49,443 -12,764 -21%
6M
13
6 Meridian
Kansas
$448K 43,719 +43,719 New
AC
14
Almitas Capital
California
$437K 42,632 +42,632 New
LCM
15
Landscape Capital Management
New Jersey
$375K 36,561 +36,561 New
GSBTD
16
Glenview State Bank Trust Department
Illinois
$366K 35,661 – –
CAN
17
Cetera Advisor Networks
California
$365K 35,413 -11,170 -24%
PAG
18
Private Advisor Group
New Jersey
$258K 26,261 +15,353 +141%
RTS
19
Round Table Services
New Jersey
$237K 23,100 +23,100 New
SPIA
20
Steward Partners Investment Advisory
New York
$182K 17,828 -18,781 -51%
FAAS
21
First Allied Advisory Services
California
$174K 16,929 -9,874 -37%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$160K 15,637 -2,745 -15%
MML Investors Services
23
MML Investors Services
Massachusetts
$136K 13,239 -15,811 -54%
FIA
24
FNY Investment Advisers
New York
$90K 8,800 +8,800 New
Bank of America
25
Bank of America
North Carolina
$80K 7,771 -57 -0.7%
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