Bulldog Investors’s Highland Global Allocation Fund HGLB Stock Holding History

Bulldog Investors’s Portfolio HGLB Stock Details HGLB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-82,732	Closed	-$721K	–	288
2022 Q3	$721K	Sell	82,732 -63,091	-43%	-$631K	0.21%	127
2022 Q2	$1.41M	Hold	145,823	–	–	0.39%	81
2022 Q1	$1.44M	Hold	145,823	–	–	0.37%	89
2021 Q4	$1.32M	Hold	145,823	–	–	0.35%	90
2021 Q3	$1.33M	Hold	145,823	–	–	0.38%	83
2021 Q2	$1.32M	Hold	145,823	–	–	0.35%	85
2021 Q1	$1.12M	Hold	145,823	–	–	0.33%	95
2020 Q4	$952K	Sell	145,823 -58,920	-29%	-$352K	0.35%	81
2020 Q3	$1.27M	Sell	204,743 -12,253	-6%	-$78.8K	0.41%	59
2020 Q2	$1.4M	Sell	216,996 -195,141	-47%	-$1.11M	0.62%	53
2020 Q1	$1.79M	Buy	412,137 +257,018	+166%	+$2.03M	0.95%	35
2019 Q4	$1.59M	Hold	155,119	–	–	0.68%	47
2019 Q3	$1.59M	Buy	155,119 +125,119	+417%	+$1.33M	0.71%	41
2019 Q2	$337	Buy	+30,000	New	+$358K	0.11%	98

Other funds holding HGLB

Atlas Wealth Cincinnati, Ohio $334M AUM 11.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Quantedge Capital Singapore $183M AUM 37.27% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

SFG

Sovereign Financial Group Stamford, Connecticut $654M AUM 32.34% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bulldog Investors's HGLB Position: Q4 2022 in Review

Bulldog Investors sold out of Highland Global Allocation Fund (HGLB) in Q4 2022, closing a stake of 82,732 shares — an estimated $721K sold.

Bulldog Investors first reported a position in HGLB in Q2 2019 and held it in 14 quarters. The position peaked at $1.79M in Q1 2020. 41 funds tracked by Wall St. Rank hold HGLB as of Q4 2022.

Bulldog Investors reported no remaining Highland Global Allocation Fund position as of Q4 2022 after selling out during the quarter.
Bulldog Investors sold 82,732 Highland Global Allocation Fund shares in Q4 2022, an estimated $721K.
Bulldog Investors first reported a position in Highland Global Allocation Fund in Q2 2019 and held it in 14 quarters.
Bulldog Investors's Highland Global Allocation Fund position peaked at $1.79M in Q1 2020.
41 funds tracked by Wall St. Rank held Highland Global Allocation Fund as of Q4 2022.

Based on Bulldog Investors's 13F filing for Q4 2022, filed 14 Feb 2023.