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HGLB

Highland Global Allocation Fund

38 hedge funds and large institutions have $31.9M invested in Highland Global Allocation Fund in 2021 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

10% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 10

6% more funds holding

Funds holding: 3638 (+2)

0.49% less ownership

Funds ownership: 16.51%16.02% (-0.49%)

3% less capital invested

Capital invested by funds: $32.9M → $31.9M (-$1.05M)

Holders
38
Holders Change
+2
Holders Change %
+5.56%
% of All Funds
0.58%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
11
Reduced
10
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.3M +$71.8K +7,758 +1%
RJA
2
Raymond James & Associates
Florida
$3.81M +$1.02M +110,489 +36%
QC
3
Quantedge Capital
Singapore
$3.31M +$214K +23,150 +7%
Osaic Holdings
4
Osaic Holdings
Arizona
$2.42M -$1.47K -159 -0.1%
SFS
5
Shaker Financial Services
Virginia
$2.12M +$1.6M +172,977 +283%
ARC
6
Advisor Resource Council
Texas
$1.89M +$1.93M +208,772 New
Wells Fargo
7
Wells Fargo
California
$1.76M -$72.3K -7,810 -4%
BI
8
Bulldog Investors
New Jersey
$1.32M
LPL Financial
9
LPL Financial
California
$1.12M +$268K +28,984 +31%
LCM
10
Landscape Capital Management
New Jersey
$912K +$759K +82,029 +442%
CCP
11
Clough Capital Partners
Massachusetts
$838K +$162K +17,516 +23%
NAM
12
Nexpoint Asset Management
Texas
$801K
SFG
13
Sovereign Financial Group
Connecticut
$706K +$68.2K +7,371 +10%
6M
14
6 Meridian
Kansas
$666K -$41.6K -4,492 -6%
BF
15
BOK Financial
Oklahoma
$649K -$36.3K -3,922 -5%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$629K -$465K -50,183 -42%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$445K -$20K -2,164 -4%
AC
18
Aristides Capital
Kentucky
$419K
Truist Financial
19
Truist Financial
North Carolina
$384K +$5.11K +552 +1%
OC
20
Oppenheimer & Co
New York
$268K -$55.5K -6,000 -17%
NA
21
NewEdge Advisors
Louisiana
$204K +$208K +22,500 New
UBS Group
22
UBS Group
Switzerland
$111K -$28.7K -3,099 -20%
GC
23
Guggenheim Capital
Illinois
$109K +$111K +11,987 New
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$101K +$103K +11,145 New
CA
25
CoreCap Advisors
Michigan
$98K +$100K +10,800 New

HGLB Hedge Fund Activity: Q4 2021 in Review

38 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Highland Global Allocation Fund (HGLB) for Q4 2021, worth a combined $31.9M — down 3.2% from $32.9M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new HGLB positions and 5 closed out — a net gain of 3 holders — while 11 added to existing stakes and 10 trimmed.

The largest buyer was Advisor Resource Council, opening a new position worth an estimated $1.93M. The largest seller was Matisse Capital, exiting entirely with an estimated $5.72M sold.

  • 38 institutional investors held Highland Global Allocation Fund (HGLB) as of Q4 2021, up from 36 in Q3 2021.
  • Funds reported $31.9M of Highland Global Allocation Fund stock for Q4 2021, down 3.2% quarter-over-quarter.
  • 8 funds opened new Highland Global Allocation Fund positions in Q4 2021 and 5 closed out, a net change of +3 holders.
  • The largest Highland Global Allocation Fund buyer in Q4 2021 was Advisor Resource Council, an estimated $1.93M added.
  • The largest Highland Global Allocation Fund seller in Q4 2021 was Matisse Capital, an estimated $5.72M sold.

Based on aggregated 13F filings for Q4 2021.