HGLB

Highland Global Allocation Fund
HGLB

Overview Fund Activity

38 hedge funds and large institutions have $31.9M invested in Highland Global Allocation Fund in 2021 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 10 reducing their positions, and 5 closing their positions.

Holders
38
Holders Change
+2
Holders Change %
+5.56%
% of All Funds
0.59%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
11
Reduced
10
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ARC
1
Advisor Resource Council
Texas
$1.89M
2
SFS
2
Shaker Financial Services
Virginia
$2.12M
3
RJA
3
Raymond James & Associates
Florida
$3.81M
4
LCM
4
Landscape Capital Management
New Jersey
$912K
5
LPL Financial
5
LPL Financial
California
$1.12M

Top Sellers

1
MC
1
Matisse Capital
Oregon
$0
2
GRP
2
Global Retirement Partners
California
$0
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$629K
4
FIA
4
FNY Investment Advisers
New York
$0
5
ASN
5
Advisory Services Network
Georgia
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$6.3M 695,059 +7,758 +1%
RJA
2
Raymond James & Associates
Florida
$3.81M 419,668 +110,489 +36%
QC
3
Quantedge Capital
Singapore
$3.31M 364,511 +23,150 +7%
Osaic Holdings
4
Osaic Holdings
Arizona
$2.42M 266,677 -159 -0.1%
SFS
5
Shaker Financial Services
Virginia
$2.12M 234,076 +172,977 +283%
ARC
6
Advisor Resource Council
Texas
$1.89M 208,772 +208,772 New
Wells Fargo
7
Wells Fargo
California
$1.76M 194,130 -7,810 -4%
BI
8
Bulldog Investors
New Jersey
$1.32M 145,823 – –
LPL Financial
9
LPL Financial
California
$1.12M 123,566 +28,984 +31%
LCM
10
Landscape Capital Management
New Jersey
$912K 100,601 +82,029 +442%
CCP
11
Clough Capital Partners
Massachusetts
$838K 92,400 +17,516 +23%
NAM
12
Nexpoint Asset Management
Texas
$801K 88,296 – –
SFG
13
Sovereign Financial Group
Connecticut
$706K 77,805 +7,371 +10%
6M
14
6 Meridian
Kansas
$666K 73,454 -4,492 -6%
BF
15
BOK Financial
Oklahoma
$649K 71,523 -3,922 -5%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$629K 69,341 -50,183 -42%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$445K 49,015 -2,164 -4%
AC
18
Aristides Capital
Kentucky
$419K 46,167 – –
Truist Financial
19
Truist Financial
North Carolina
$384K 42,303 +552 +1%
OC
20
Oppenheimer & Co
New York
$268K 29,500 -6,000 -17%
NA
21
NewEdge Advisors
Louisiana
$204K 22,500 +22,500 New
UBS Group
22
UBS Group
Switzerland
$111K 12,230 -3,099 -20%
GC
23
Guggenheim Capital
Illinois
$109K 11,987 +11,987 New
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$101K 11,145 +11,145 New
CA
25
CoreCap Advisors
Michigan
$98K 10,800 +10,800 New
1
2