HGLB

Highland Global Allocation Fund
HGLB

Overview Fund Activity

39 hedge funds and large institutions have $49.9M invested in Highland Global Allocation Fund in 2019 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 9 increasing their positions, 15 reducing their positions, and 5 closing their positions.

Holders
39
Holders Change
+4
Holders Change %
+11.43%
% of All Funds
0.77%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
9
Increased
9
Reduced
15
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$7.67M
2
AC
2
Almitas Capital
California
$4.49M
3
VF
3
Virtu Financial
New York
$1.67M
4
LCM
4
Landscape Capital Management
New Jersey
$1.77M
5
COLIM
5
City of London Investment Management
United Kingdom
$3.84M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$6.77M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$6.96M
3
Wells Fargo
3
Wells Fargo
California
$2.7M
4
GSBTD
4
Glenview State Bank Trust Department
Illinois
$0
5
FAAS
5
First Allied Advisory Services
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
RCM
1
Rivernorth Capital Management
Florida
$7.67M 820,945 +556,412 +210%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$6.96M 745,423 -121,526 -14%
Morgan Stanley
3
Morgan Stanley
New York
$6.77M 724,717 -172,550 -19%
AC
4
Almitas Capital
California
$4.49M 481,032 +438,400 +1,028%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$4.16M 445,606 -887 -0.2%
COLIM
6
City of London Investment Management
United Kingdom
$3.84M 409,569 +98,030 +31%
Wells Fargo
7
Wells Fargo
California
$2.7M 288,971 -78,981 -21%
MC
8
Matisse Capital
Oregon
$2.07M 221,300 +10,600 +5%
NAM
9
Nexpoint Asset Management
Texas
$1.81M 194,171 – –
LCM
10
Landscape Capital Management
New Jersey
$1.77M 189,235 +152,674 +418%
VF
11
Virtu Financial
New York
$1.67M 179,188 +179,188 New
BI
12
Bulldog Investors
New Jersey
$1.59M 155,119 – –
RJA
13
Raymond James & Associates
Florida
$695K 74,396 +130 +0.2%
AG
14
Advisor Group
Arizona
$665K 71,146 -9,827 -12%
6M
15
6 Meridian
Kansas
$655K 70,152 +26,433 +60%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$590K 63,208 -6,322 -9%
LPL Financial
17
LPL Financial
California
$453K 48,453 -990 -2%
CAN
18
Cetera Advisor Networks
California
$187K 20,049 -15,364 -43%
BFM
19
Boothbay Fund Management
New York
$187K 20,000 +20,000 New
RTS
20
Round Table Services
New Jersey
$186K 19,900 -3,200 -14%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$120K 12,809 -2,828 -18%
MML Investors Services
22
MML Investors Services
Massachusetts
$119K 12,736 -503 -4%
Lido Advisors
23
Lido Advisors
California
$103K 11,030 +11,030 New
PAG
24
Private Advisor Group
New Jersey
$99K 10,563 -15,698 -60%
UBS Group
25
UBS Group
Switzerland
$57K 6,130 +5,823 +1,897%
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