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HGLB

Highland Global Allocation Fund

39 hedge funds and large institutions have $49.9M invested in Highland Global Allocation Fund in 2019 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 9 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 5

20% more capital invested

Capital invested by funds: $41.7M → $49.9M (+$8.14M)

11% more funds holding

Funds holding: 3539 (+4)

4.23% more ownership

Funds ownership: 18.6%22.83% (+4.2%)

40% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 15

Holders
39
Holders Change
+4
Holders Change %
+11.43%
% of All Funds
0.77%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
9
Reduced
15
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$7.67M +$5.2M +556,412 +210%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$6.96M -$1.14M -121,526 -14%
Morgan Stanley
3
Morgan Stanley
New York
$6.77M -$1.61M -172,550 -19%
AC
4
Almitas Capital
California
$4.49M +$4.1M +438,400 +1,028%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$4.16M -$8.29K -887 -0.2%
COLIM
6
City of London Investment Management
United Kingdom
$3.84M +$916K +98,030 +31%
Wells Fargo
7
Wells Fargo
California
$2.7M -$738K -78,981 -21%
MC
8
Matisse Capital
Oregon
$2.07M +$99K +10,600 +5%
NAM
9
Nexpoint Asset Management
Texas
$1.81M
LCM
10
Landscape Capital Management
New Jersey
$1.77M +$1.43M +152,674 +418%
VF
11
Virtu Financial
New York
$1.67M +$1.67M +179,188 New
BI
12
Bulldog Investors
New Jersey
$1.59M
RJA
13
Raymond James & Associates
Florida
$695K +$1.22K +130 +0.2%
AG
14
Advisor Group
Arizona
$665K -$91.8K -9,827 -12%
6M
15
6 Meridian
Kansas
$655K +$247K +26,433 +60%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$590K -$59.1K -6,322 -9%
LPL Financial
17
LPL Financial
California
$453K -$9.25K -990 -2%
CAN
18
Cetera Advisor Networks
California
$187K -$144K -15,364 -43%
BFM
19
Boothbay Fund Management
New York
$187K +$187K +20,000 New
RTS
20
Round Table Services
New Jersey
$186K -$29.9K -3,200 -14%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$120K -$26.4K -2,828 -18%
MML Investors Services
22
MML Investors Services
Massachusetts
$119K -$4.7K -503 -4%
Lido Advisors
23
Lido Advisors
California
$103K +$103K +11,030 New
PAG
24
Private Advisor Group
New Jersey
$99K -$147K -15,698 -60%
UBS Group
25
UBS Group
Switzerland
$57K +$54.4K +5,823 +1,897%

HGLB Hedge Fund Activity: Q4 2019 in Review

39 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Highland Global Allocation Fund (HGLB) for Q4 2019, worth a combined $49.9M — up 20% from $41.7M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new HGLB positions and 5 closed out — a net gain of 4 holders — while 9 added to existing stakes and 15 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $5.2M. The largest seller was Morgan Stanley, cutting an estimated $1.61M.

  • 39 institutional investors held Highland Global Allocation Fund (HGLB) as of Q4 2019, up from 35 in Q3 2019.
  • Funds reported $49.9M of Highland Global Allocation Fund stock for Q4 2019, up 20% quarter-over-quarter.
  • 9 funds opened new Highland Global Allocation Fund positions in Q4 2019 and 5 closed out, a net change of +4 holders.
  • The largest Highland Global Allocation Fund buyer in Q4 2019 was Rivernorth Capital Management, an estimated $5.2M added.
  • The largest Highland Global Allocation Fund seller in Q4 2019 was Morgan Stanley, an estimated $1.61M sold.

Based on aggregated 13F filings for Q4 2019.