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HGLB

Highland Global Allocation Fund

41 hedge funds and large institutions have $42.8M invested in Highland Global Allocation Fund in 2022 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 16 increasing their positions, 9 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

78% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 9

55% more capital invested

Capital invested by funds: $27.6M → $42.8M (+$15.2M)

13% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 8

6.26% more ownership

Funds ownership: 14.22%20.48% (+6.3%)

0% more funds holding

Funds holding: 4141 (0)

Holders
41
Holders Change
Holders Change %
0%
% of All Funds
0.66%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
16
Reduced
9
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AW
1
Atlas Wealth
Ohio
$12.4M +$12.4M +1,317,247 New
Morgan Stanley
2
Morgan Stanley
New York
$7.85M +$76.6K +8,120 +1%
Osaic Holdings
3
Osaic Holdings
Arizona
$3.15M +$81.6K +8,647 +3%
SFS
4
Shaker Financial Services
Virginia
$3.07M +$501K +53,120 +19%
QC
5
Quantedge Capital
Singapore
$2.06M -$296K -31,370 -13%
CAN
6
Cetera Advisor Networks
California
$1.65M +$1.65M +175,048 New
Wells Fargo
7
Wells Fargo
California
$1.53M +$33.5K +3,551 +2%
PAG
8
Private Advisor Group
New Jersey
$1.18M -$63.2K -6,702 -5%
SFG
9
Sovereign Financial Group
Connecticut
$1.1M +$67.7K +7,173 +7%
RJA
10
Raymond James & Associates
Florida
$1.03M +$40.2K +4,257 +4%
NAM
11
Nexpoint Asset Management
Texas
$812K
CCP
12
Clough Capital Partners
Massachusetts
$711K -$22.1K -2,340 -3%
GC
13
Guggenheim Capital
Illinois
$704K -$10.2K -1,080 -1%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$697K -$26.2K -2,775 -4%
BF
15
BOK Financial
Oklahoma
$665K -$4.15K -440 -0.6%
GRP
16
Global Retirement Partners
California
$563K +$2.24K +237 +0.4%
OC
17
Oppenheimer & Co
New York
$438K +$37.7K +4,000 +9%
AC
18
Aristides Capital
Kentucky
$435K
LPL Financial
19
LPL Financial
California
$391K -$69.9K -7,412 -15%
Truist Financial
20
Truist Financial
North Carolina
$368K -$35.9K -3,805 -9%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$343K +$4.5K +477 +1%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$337K +$9.78K +1,037 +3%
MC
23
Matisse Capital
Oregon
$295K +$36.5K +3,868 +14%
CIA
24
Capital Investment Advisors
Georgia
$252K +$1.89K +200 +0.8%
HighTower Advisors
25
HighTower Advisors
Illinois
$134K +$155K +16,429 New

HGLB Hedge Fund Activity: Q4 2022 in Review

41 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Highland Global Allocation Fund (HGLB) for Q4 2022, worth a combined $42.8M — up 55% from $27.6M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new HGLB positions and 8 closed out — a net gain of 1 holder — while 16 added to existing stakes and 9 trimmed.

The largest buyer was Cetera Advisor Networks, opening a new position worth an estimated $1.65M. The largest seller was Bulldog Investors, exiting entirely with an estimated $721K sold.

  • 41 institutional investors held Highland Global Allocation Fund (HGLB) as of Q4 2022, unchanged from Q3 2022.
  • Funds reported $42.8M of Highland Global Allocation Fund stock for Q4 2022, up 55% quarter-over-quarter.
  • 9 funds opened new Highland Global Allocation Fund positions in Q4 2022 and 8 closed out, a net change of +1 holder.
  • The largest Highland Global Allocation Fund buyer in Q4 2022 was Cetera Advisor Networks, an estimated $1.65M added.
  • The largest Highland Global Allocation Fund seller in Q4 2022 was Bulldog Investors, an estimated $721K sold.

Based on aggregated 13F filings for Q4 2022.