HGLB

Highland Global Allocation Fund
HGLB

Overview Fund Activity

31 hedge funds and large institutions have $41.7M invested in Highland Global Allocation Fund in 2019 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 14 increasing their positions, 12 reducing their positions, and 8 closing their positions.

Holders
31
Holders Change
-7
Holders Change %
-18.42%
% of All Funds
0.67%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
14
Reduced
12
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
1
City of London Investment Management
United Kingdom
$3.86M
2
HCMT
2
Highland Capital Management (Texas)
Texas
$3.5M
3
Morgan Stanley
3
Morgan Stanley
New York
$10.2M
4
MC
4
Matisse Capital
Oregon
$1.75M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$10M

Top Sellers

1
Cambridge Investment Research Advisors
1
Cambridge Investment Research Advisors
Iowa
$0
2
Wells Fargo
2
Wells Fargo
California
$4.78M
3
BRWM
3
B. Riley Wealth Management
Tennessee
$0
4
B
4
Bridgeworth
Alabama
$0
5
CAN
5
Cetera Advisor Networks
California
$526K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$10.2M 907,080 +104,620 +13%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$10M 890,142 +9,718 +1%
Wells Fargo
3
Wells Fargo
California
$4.78M 425,151 -250,248 -37%
COLIM
4
City of London Investment Management
United Kingdom
$3.86M 343,215 +146,643 +75%
HCMT
5
Highland Capital Management (Texas)
Texas
$3.5M 311,608 +117,759 +61%
MC
6
Matisse Capital
Oregon
$1.75M 155,300 +79,902 +106%
AAS
7
Avantax Advisory Services
Texas
$1.49M 132,646 +791 +0.6%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$903K 80,335 -1,807 -2%
AG
9
Advisor Group
Arizona
$899K 79,965 +4,684 +6%
LPL Financial
10
LPL Financial
California
$699K 62,207 -10,482 -14%
CAN
11
Cetera Advisor Networks
California
$526K 46,583 -21,528 -32%
RJA
12
Raymond James & Associates
Florida
$490K 43,604 -760 -2%
SPIA
13
Steward Partners Investment Advisory
New York
$411K 36,609 +8,700 +31%
GSBTD
14
Glenview State Bank Trust Department
Illinois
$401K 35,661 – –
MML Investors Services
15
MML Investors Services
Massachusetts
$327K 29,050 -3,899 -12%
FAAS
16
First Allied Advisory Services
California
$301K 26,803 -10,923 -29%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$249K 22,161 -18,192 -45%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$207K 18,382 +1,491 +9%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$156K 13,845 +6,058 +78%
PAG
20
Private Advisor Group
New Jersey
$123K 10,908 -1,085 -9%
Bank of America
21
Bank of America
North Carolina
$88K 7,828 -342 -4%
TRCT
22
Tower Research Capital (TRC)
New York
$78K 6,915 +2,535 +58%
CFA
23
Carroll Financial Associates
North Carolina
$70K 6,277 +6,277 New
ASN
24
Advisory Services Network
Georgia
$52K 4,666 – –
IFAM
25
Institutional & Family Asset Management
Colorado
$45K 4,012 -54 -1%
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