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HGLB

Highland Global Allocation Fund

31 hedge funds and large institutions have $41.7M invested in Highland Global Allocation Fund in 2019 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 14 increasing their positions, 12 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 12

16.37% more ownership

Funds ownership: 0%16.37% (+16%)

18% less funds holding

Funds holding: 3831 (-7)

21% less capital invested

Capital invested by funds: $52.8M → $41.7M (-$11.1M)

75% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 8

Holders
31
Holders Change
-7
Holders Change %
-18.42%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
14
Reduced
12
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$10.2M +$1.25M +104,620 +13%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$10M +$116K +9,718 +1%
Wells Fargo
3
Wells Fargo
California
$4.78M -$2.99M -250,248 -37%
COLIM
4
City of London Investment Management
United Kingdom
$3.86M +$1.75M +146,643 +75%
HCMT
5
Highland Capital Management (Texas)
Texas
$3.5M +$1.41M +117,759 +61%
MC
6
Matisse Capital
Oregon
$1.75M +$955K +79,902 +106%
AAS
7
Avantax Advisory Services
Texas
$1.49M +$9.45K +791 +0.6%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$903K -$21.6K -1,807 -2%
AG
9
Advisor Group
Arizona
$899K +$56K +4,684 +6%
LPL Financial
10
LPL Financial
California
$699K -$125K -10,482 -14%
CAN
11
Cetera Advisor Networks
California
$526K -$257K -21,528 -32%
RJA
12
Raymond James & Associates
Florida
$490K -$9.08K -760 -2%
SPIA
13
Steward Partners Investment Advisory
New York
$411K +$104K +8,700 +31%
GSBTD
14
Glenview State Bank Trust Department
Illinois
$401K
MML Investors Services
15
MML Investors Services
Massachusetts
$327K -$46.6K -3,899 -12%
FAAS
16
First Allied Advisory Services
California
$301K -$131K -10,923 -29%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$249K -$217K -18,192 -45%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$207K +$17.8K +1,491 +9%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$156K +$72.4K +6,058 +78%
PAG
20
Private Advisor Group
New Jersey
$123K -$13K -1,085 -9%
Bank of America
21
Bank of America
North Carolina
$88K -$4.09K -342 -4%
TRCT
22
Tower Research Capital (TRC)
New York
$78K +$30.3K +2,535 +58%
CFA
23
Carroll Financial Associates
North Carolina
$70K +$75K +6,277 New
ASN
24
Advisory Services Network
Georgia
$52K
IFAM
25
Institutional & Family Asset Management
Colorado
$45K -$645 -54 -1%

HGLB Hedge Fund Activity: Q2 2019 in Review

31 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in Highland Global Allocation Fund (HGLB) for Q2 2019, worth a combined $41.7M — down 21% from $52.8M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of HGLB and 2 opened new positions — a net loss of 6 holders — while 12 trimmed existing stakes and 14 added.

The largest buyer was City of London Investment Management, adding an estimated $1.75M. The largest seller was Cambridge Investment Research Advisors, exiting entirely with an estimated $5.16M sold.

  • 31 institutional investors held Highland Global Allocation Fund (HGLB) as of Q2 2019, down from 38 in Q1 2019.
  • Funds reported $41.7M of Highland Global Allocation Fund stock for Q2 2019, down 21% quarter-over-quarter.
  • 2 funds opened new Highland Global Allocation Fund positions in Q2 2019 and 8 closed out, a net change of -6 holders.
  • The largest Highland Global Allocation Fund buyer in Q2 2019 was City of London Investment Management, an estimated $1.75M added.
  • The largest Highland Global Allocation Fund seller in Q2 2019 was Cambridge Investment Research Advisors, an estimated $5.16M sold.

Based on aggregated 13F filings for Q2 2019.