City of London Investment Management’s Highland Global Allocation Fund HGLB Stock Holding History

City of London Investment Management’s Portfolio HGLB Stock Details HGLB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-23,950	Closed	-$148K	–	129
2020 Q3	$148K	Hold	23,950	–	–	0.01%	132
2020 Q2	$154K	Sell	23,950 -348,305	-94%	-$1.98M	0.01%	133
2020 Q1	$1.63M	Sell	372,255 -37,314	-9%	-$295K	0.15%	67
2019 Q4	$3.84M	Buy	409,569 +98,030	+31%	+$916K	0.27%	43
2019 Q3	$3.19M	Sell	311,539 -31,676	-9%	-$338K	0.24%	52
2019 Q2	$3.86M	Buy	343,215 +146,643	+75%	+$1.75M	0.27%	47
2019 Q1	$2.55M	Buy	+196,572	New	+$2.55M	0.18%	62

Other funds holding HGLB

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Matisse Capital Portland, Oregon $250M AUM 26.81% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return

KPWS

Kestra Private Wealth Services Austin, Texas $9.1B AUM 32.09% 1-Year Est. Return

CCP

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.54B AUM 30.95% 1-Year Est. Return

Quantedge Capital Singapore $132M AUM 56.43% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.14% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

City of London Investment Management's HGLB Position: Q4 2020 in Review

City of London Investment Management sold out of Highland Global Allocation Fund (HGLB) in Q4 2020, closing a stake of 23,950 shares — an estimated $148K sold.

City of London Investment Management first reported a position in HGLB in Q1 2019 and held it in 7 quarters. The position peaked at $3.86M in Q2 2019. 41 funds tracked by Wall St. Rank hold HGLB as of Q4 2020.

City of London Investment Management reported no remaining Highland Global Allocation Fund position as of Q4 2020 after selling out during the quarter.
City of London Investment Management sold 23,950 Highland Global Allocation Fund shares in Q4 2020, an estimated $148K.
City of London Investment Management first reported a position in Highland Global Allocation Fund in Q1 2019 and held it in 7 quarters.
City of London Investment Management's Highland Global Allocation Fund position peaked at $3.86M in Q2 2019.
41 funds tracked by Wall St. Rank held Highland Global Allocation Fund as of Q4 2020.

Based on City of London Investment Management's 13F filing for Q4 2020, filed 12 Feb 2021.