HGLB

Highland Global Allocation Fund
HGLB

Overview Fund Activity

38 hedge funds and large institutions have $31.9M invested in Highland Global Allocation Fund in 2020 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 12 reducing their positions, and 3 closing their positions.

Holders
38
Holders Change
–
Holders Change %
0%
% of All Funds
0.77%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
7
Reduced
12
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$201K
2
Morgan Stanley
2
Morgan Stanley
New York
$4.82M
3
AA
3
AQR Arbitrage
Connecticut
$236K
4
6M
4
6 Meridian
Kansas
$630K
5
DI
5
Disciplined Investments
Oklahoma
$3K

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$6.61M
2
Cambridge Investment Research Advisors
2
Cambridge Investment Research Advisors
Iowa
$342K
3
LCM
3
Landscape Capital Management
New Jersey
$764K
4
MC
4
Matisse Capital
Oregon
$4.34M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$156K
Name Market Value Shares Shares
Change 		Shares
Change %
RCM
1
Rivernorth Capital Management
Florida
$6.61M 1,065,678 -315,441 -23%
Morgan Stanley
2
Morgan Stanley
New York
$4.82M 777,975 +8,869 +1%
MC
3
Matisse Capital
Oregon
$4.34M 699,600 -35,100 -5%
KPWS
4
Kestra Private Wealth Services
Texas
$3.73M 605,671 +605,671 New
CCP
5
Clough Capital Partners
Massachusetts
$3.11M 501,552 – –
Wells Fargo
6
Wells Fargo
California
$1.38M 222,076 -2,359 -1%
BI
7
Bulldog Investors
New Jersey
$1.27M 204,743 -12,253 -6%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$931K 150,201 -2,083 -1%
LCM
9
Landscape Capital Management
New Jersey
$764K 123,178 -58,655 -32%
Osaic Holdings
10
Osaic Holdings
Arizona
$688K 111,036 -4,625 -4%
6M
11
6 Meridian
Kansas
$630K 101,639 +1,062 +1%
SFS
12
Shaker Financial Services
Virginia
$604K 97,466 -1,857 -2%
NAM
13
Nexpoint Asset Management
Texas
$547K 88,296 – –
BFM
14
Boothbay Fund Management
New York
$365K 58,920 -12,253 -17%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$342K 55,081 -58,760 -52%
AC
16
Aristides Capital
Kentucky
$286K 46,167 – –
AA
17
AQR Arbitrage
Connecticut
$236K 38,028 +6,500 +21%
RJA
18
Raymond James & Associates
Florida
$202K 32,643 – –
LPL Financial
19
LPL Financial
California
$201K 32,443 +15,193 +88%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$156K 25,212 -18,727 -43%
COLIM
21
City of London Investment Management
United Kingdom
$148K 23,950 – –
OC
22
Oppenheimer & Co
New York
$93K 15,000 – –
MML Investors Services
23
MML Investors Services
Massachusetts
$86K 13,854 +6 +0%
ASN
24
Advisory Services Network
Georgia
$77K 12,455 – –
CAN
25
Cetera Advisor Networks
California
$75K 12,111 – –
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