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HGLB

Highland Global Allocation Fund

38 hedge funds and large institutions have $31.9M invested in Highland Global Allocation Fund in 2020 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.49% more ownership

Funds ownership: 22.37%22.87% (+0.49%)

0% more funds holding

Funds holding: 3838 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

2% less capital invested

Capital invested by funds: $32.4M → $31.9M (-$544K)

42% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 12

Holders
38
Holders Change
Holders Change %
0%
% of All Funds
0.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
7
Reduced
12
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$6.61M -$2.03M -315,441 -23%
Morgan Stanley
2
Morgan Stanley
New York
$4.82M +$57K +8,869 +1%
MC
3
Matisse Capital
Oregon
$4.34M -$226K -35,100 -5%
KPWS
4
Kestra Private Wealth Services
Texas
$3.73M +$3.89M +605,671 New
CCP
5
Clough Capital Partners
Massachusetts
$3.11M
Wells Fargo
6
Wells Fargo
California
$1.38M -$15.2K -2,359 -1%
BI
7
Bulldog Investors
New Jersey
$1.27M -$78.8K -12,253 -6%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$931K -$13.4K -2,083 -1%
LCM
9
Landscape Capital Management
New Jersey
$764K -$377K -58,655 -32%
Osaic Holdings
10
Osaic Holdings
Arizona
$688K -$29.7K -4,625 -4%
6M
11
6 Meridian
Kansas
$630K +$6.83K +1,062 +1%
SFS
12
Shaker Financial Services
Virginia
$604K -$11.9K -1,857 -2%
NAM
13
Nexpoint Asset Management
Texas
$547K
BFM
14
Boothbay Fund Management
New York
$365K -$78.8K -12,253 -17%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$342K -$378K -58,760 -52%
AC
16
Aristides Capital
Kentucky
$286K
AA
17
AQR Arbitrage
Connecticut
$236K +$41.8K +6,500 +21%
RJA
18
Raymond James & Associates
Florida
$202K
LPL Financial
19
LPL Financial
California
$201K +$97.7K +15,193 +88%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$156K -$120K -18,727 -43%
COLIM
21
City of London Investment Management
United Kingdom
$148K
OC
22
Oppenheimer & Co
New York
$93K
MML Investors Services
23
MML Investors Services
Massachusetts
$86K +$39 +6 +0%
ASN
24
Advisory Services Network
Georgia
$77K
CAN
25
Cetera Advisor Networks
California
$75K

HGLB Hedge Fund Activity: Q3 2020 in Review

38 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Highland Global Allocation Fund (HGLB) for Q3 2020, worth a combined $31.9M — down 1.7% from $32.4M a quarter earlier.

Fund positioning in HGLB was balanced in Q3 2020: 3 funds opened new positions, 3 closed out, 7 added to existing stakes and 12 trimmed.

The largest buyer was LPL Financial, adding an estimated $97.7K. The largest seller was Rivernorth Capital Management, cutting an estimated $2.03M.

  • 38 institutional investors held Highland Global Allocation Fund (HGLB) as of Q3 2020, unchanged from Q2 2020.
  • Funds reported $31.9M of Highland Global Allocation Fund stock for Q3 2020, down 1.7% quarter-over-quarter.
  • 3 funds opened new Highland Global Allocation Fund positions in Q3 2020 and 3 closed out, a net change of 0 holders.
  • The largest Highland Global Allocation Fund buyer in Q3 2020 was LPL Financial, an estimated $97.7K added.
  • The largest Highland Global Allocation Fund seller in Q3 2020 was Rivernorth Capital Management, an estimated $2.03M sold.

Based on aggregated 13F filings for Q3 2020.