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HGLB

Highland Global Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Raymond James Financial
1
Raymond James Financial
Florida
$16.7M -$1.02M -128,036 -5%
Morgan Stanley
2
Morgan Stanley
New York
$6.21M +$495K +61,884 +8%
LPL Financial
3
LPL Financial
California
$4.11M -$2.58M -322,418 -37%
MC
4
Matisse Capital
Oregon
$3.95M +$656K +82,000 +19%
SFS
5
Shaker Financial Services
Virginia
$3.91M +$2.64M +329,650 +173%
Osaic Holdings
6
Osaic Holdings
Arizona
$1.73M -$765K -95,582 -29%
QC
7
Quantedge Capital
Singapore
$1.52M +$101K +12,600 +7%
LCM
8
Landscape Capital Management
New Jersey
$1.51M +$1.61M +201,096 New
NA
9
NewEdge Advisors
Louisiana
$1.28M -$332K -41,472 -20%
NAS
10
NWF Advisory Services
California
$1.24M -$793K -99,081 -37%
SFG
11
Sovereign Financial Group
Connecticut
$853K +$14K +1,752 +2%
ASG
12
Advisory Solutions Group
Minnesota
$852K +$907K +113,297 New
OC
13
Oppenheimer & Co
New York
$680K +$175K +21,836 +32%
Jane Street
14
Jane Street
New York
$481K +$512K +63,973 New
UBS Group
15
UBS Group
Switzerland
$361K -$206K -25,732 -35%
CIA
16
Capital Investment Advisors
Georgia
$302K +$584 +73 +0.2%
SF
17
Summit Financial
New Jersey
$274K
XT
18
XTX Topco
Cayman Islands
$233K +$248K +30,986 New
WS
19
Wedbush Securities
California
$207K -$13.7K -1,713 -6%
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$184K -$2.67K -334 -1%
KFA
21
Kapstone Financial Advisors
Ohio
$176K +$188K +23,455 New
BBPWM
22
Blue Bell Private Wealth Management
Pennsylvania
$174K +$39.4K +4,927 +27%
AQR Capital Management
23
AQR Capital Management
Connecticut
$169K -$10.4K -1,303 -5%
HWM
24
HB Wealth Management
Georgia
$169K -$10.4K -1,303 -5%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$160K -$47.8K -5,972 -22%