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Highland Global Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Raymond James & Associates
1
Raymond James & Associates
Florida
$18.1M +$4.29M +585,471 +32%
Morgan Stanley
2
Morgan Stanley
New York
$6.57M +$382K +52,160 +6%
Shaker Financial Services
3
Shaker Financial Services
Virginia
$4.63M +$1.16M +158,297 +35%
LPL Financial
4
LPL Financial
California
$2.81M -$39K -5,323 -1%
Matisse Capital
5
Matisse Capital
Oregon
$2.73M +$163K +22,300 +7%
Osaic Holdings
6
Osaic Holdings
Arizona
$1.96M -$336K -45,891 -15%
Quantedge Capital
7
Quantedge Capital
Singapore
$1.77M +$152K +20,700 +10%
AQR Arbitrage
8
AQR Arbitrage
Connecticut
$1.46M -$535K -73,074 -27%
Landscape Capital Management
9
Landscape Capital Management
New Jersey
$1.45M -$15.5K -2,121 -1%
NWF Advisory Services
10
NWF Advisory Services
California
$1.39M -$208K -28,350 -13%
Sovereign Financial Group
11
Sovereign Financial Group
Connecticut
$1.06M -$177K -24,132 -15%
Private Advisor Group
12
Private Advisor Group
New Jersey
$849K -$3.66K -500 -0.4%
BOK Financial
13
BOK Financial
Oklahoma
$653K +$28.7K +3,920 +5%
Nexpoint Asset Management
14
Nexpoint Asset Management
Texas
$649K – – –
UBS Group
15
UBS Group
Switzerland
$545K +$17.7K +2,423 +3%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$503K -$3.24K -443 -0.7%
Capital Investment Advisors
17
Capital Investment Advisors
Georgia
$404K -$25.6K -3,500 -6%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$387K +$69.5K +9,497 +23%
AW
19
Atlas Wealth
Ohio
$371K +$357K +48,754 New
Principal Securities
20
Principal Securities
Iowa
$348K +$59.4K +8,113 +21%
Oppenheimer & Co
21
Oppenheimer & Co
New York
$276K +$45.4K +6,200 +20%
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$260K +$18K +2,455 +8%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$239K -$6.22K -850 -3%
Eagle Rock Investment Company
24
Eagle Rock Investment Company
Georgia
$188K -$36.6K -5,000 -17%
Wedbush Securities
25
Wedbush Securities
California
$118K -$1.87K -255 -2%