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HGLB

Highland Global Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.25M -$210K -21,867 -3%
MC
2
Matisse Capital
Oregon
$5.72M -$575K -59,977 -9%
QC
3
Quantedge Capital
Singapore
$3.1M +$310K +32,276 +10%
RJA
4
Raymond James & Associates
Florida
$2.81M +$2.56M +266,945 +632%
Osaic Holdings
5
Osaic Holdings
Arizona
$2.42M +$623 +65 +0%
Wells Fargo
6
Wells Fargo
California
$1.84M -$7.64K -797 -0.4%
BI
7
Bulldog Investors
New Jersey
$1.33M
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.09M -$37.4K -3,903 -3%
LPL Financial
9
LPL Financial
California
$860K +$407K +42,494 +82%
NAM
10
Nexpoint Asset Management
Texas
$803K
6M
11
6 Meridian
Kansas
$709K -$311K -32,470 -29%
BF
12
BOK Financial
Oklahoma
$686K +$723K +75,445 New
CCP
13
Clough Capital Partners
Massachusetts
$681K +$88.2K +9,200 +14%
SFG
14
Sovereign Financial Group
Connecticut
$640K +$208K +21,654 +44%
GRP
15
Global Retirement Partners
California
$620K -$18.2K -1,903 -3%
SFS
16
Shaker Financial Services
Virginia
$555K -$1.82M -189,722 -76%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$465K +$17.5K +1,827 +4%
AC
18
Aristides Capital
Kentucky
$420K
Truist Financial
19
Truist Financial
North Carolina
$380K -$56.9K -5,937 -12%
OC
20
Oppenheimer & Co
New York
$323K
SWM
21
SeaCrest Wealth Management
New York
$202K +$213K +22,238 New
LCM
22
Landscape Capital Management
New Jersey
$169K -$563K -58,685 -76%
WS
23
Wedbush Securities
California
$142K +$12.8K +1,332 +9%
UBS Group
24
UBS Group
Switzerland
$139K +$144K +15,022 +4,893%
FIA
25
FNY Investment Advisers
New York
$119K +$69.3K +7,230 +121%