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HGLB

Highland Global Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.14M +$167K +16,452 +2%
SFS
2
Shaker Financial Services
Virginia
$3.76M -$188K -18,466 -5%
Osaic Holdings
3
Osaic Holdings
Arizona
$3M +$308K +30,290 +11%
QC
4
Quantedge Capital
Singapore
$2.76M -$499K -49,026 -15%
ARC
5
Advisor Resource Council
Texas
$2.22M +$2.34M +230,031 New
Wells Fargo
6
Wells Fargo
California
$1.59M -$210K -20,617 -11%
BI
7
Bulldog Investors
New Jersey
$1.41M
PAG
8
Private Advisor Group
New Jersey
$1.24M +$414K +40,686 +46%
SFG
9
Sovereign Financial Group
Connecticut
$975K +$91.6K +9,006 +10%
RJA
10
Raymond James & Associates
Florida
$858K -$3.96M -389,661 -81%
NAM
11
Nexpoint Asset Management
Texas
$834K
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$759K -$3.31K -326 -0.4%
CCP
13
Clough Capital Partners
Massachusetts
$752K -$388K -38,117 -33%
GC
14
Guggenheim Capital
Illinois
$752K +$215K +21,178 +37%
BF
15
BOK Financial
Oklahoma
$697K -$1.3K -128 -0.2%
GRP
16
Global Retirement Partners
California
$592K -$33.5K -3,295 -5%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$455K +$106K +10,464 +29%
LPL Financial
18
LPL Financial
California
$446K -$69K -6,781 -13%
AC
19
Aristides Capital
Kentucky
$446K
Truist Financial
20
Truist Financial
North Carolina
$417K -$32.8K -3,226 -7%
OC
21
Oppenheimer & Co
New York
$353K +$10.2K +1,000 +3%
CIA
22
Capital Investment Advisors
Georgia
$257K -$25.4K -2,500 -9%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$257K +$271K +26,660 New
H6H
24
Hightower 6M Holding
Kansas
$166K -$128K -12,635 -42%
NFG
25
Nations Financial Group
Iowa
$130K