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HGLB

Highland Global Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$21.8M +$2.9M +376,150 +16%
Morgan Stanley
2
Morgan Stanley
New York
$6.5M -$359K -46,453 -5%
SFS
3
Shaker Financial Services
Virginia
$5.17M +$334K +43,284 +7%
MC
4
Matisse Capital
Oregon
$2.85M
LPL Financial
5
LPL Financial
California
$2.68M -$241K -31,232 -8%
Osaic Holdings
6
Osaic Holdings
Arizona
$1.98M -$71.7K -9,292 -4%
QC
7
Quantedge Capital
Singapore
$1.59M -$258K -33,380 -14%
NAS
8
NWF Advisory Services
California
$1.45M -$10K -1,300 -0.7%
LCM
9
Landscape Capital Management
New Jersey
$1.24M -$271K -35,120 -18%
AA
10
AQR Arbitrage
Connecticut
$1.16M -$354K -45,840 -24%
SFG
11
Sovereign Financial Group
Connecticut
$1M -$102K -13,265 -9%
PAG
12
Private Advisor Group
New Jersey
$898K +$11.6K +1,500 +1%
NAM
13
Nexpoint Asset Management
Texas
$678K
UBS Group
14
UBS Group
Switzerland
$574K +$5.2K +673 +0.9%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$517K -$7.57K -980 -1%
CIA
16
Capital Investment Advisors
Georgia
$428K +$6.53K +846 +2%
OC
17
Oppenheimer & Co
New York
$323K +$34.7K +4,500 +12%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$304K +$32.1K +4,159 +12%
AWA
19
Arete Wealth Advisors
Illinois
$189K +$73.5K +9,515 +65%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$165K -$83.4K -10,802 -34%
HighTower Advisors
21
HighTower Advisors
Illinois
$139K +$15.7K +2,027 +12%
BCA
22
Bay Colony Advisors
Massachusetts
$126K +$11.3K +1,459 +10%
TSS
23
Two Sigma Securities
New York
$106K +$104K +13,484 New
WS
24
Wedbush Securities
California
$102K -$20.6K -2,670 -17%
ERIC
25
Eagle Rock Investment Company
Georgia
$78.6K -$116K -15,000 -60%