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HGLB

Highland Global Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Raymond James Financial
1
Raymond James Financial
Florida
$20.5M -$1.45M -181,196 -7%
Morgan Stanley
2
Morgan Stanley
New York
$6.86M -$9.92K -1,242 -0.2%
LPL Financial
3
LPL Financial
California
$6.07M +$2.95M +369,458 +103%
MC
4
Matisse Capital
Oregon
$3.27M
Osaic Holdings
5
Osaic Holdings
Arizona
$1.98M -$100K -12,523 -5%
NAS
6
NWF Advisory Services
California
$1.56M +$1.5M +187,731 New
QC
7
Quantedge Capital
Singapore
$1.3M -$146K -18,300 -10%
LCM
8
Landscape Capital Management
New Jersey
$1.23M +$88.1K +11,027 +8%
SFG
9
Sovereign Financial Group
Connecticut
$1,000K +$44.1K +5,516 +5%
PAG
10
Private Advisor Group
New Jersey
$964K +$12K +1,502 +1%
NAM
11
Nexpoint Asset Management
Texas
$718K
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$653K +$626K +78,341 New
SFS
13
Shaker Financial Services
Virginia
$608K -$4.75M -594,044 -89%
UBS Group
14
UBS Group
Switzerland
$586K +$12.6K +1,577 +2%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$560K -$18.6K -2,328 -3%
FPL
16
Fortress Private Ledger
North Carolina
$427K +$409K +51,261 New
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$375K +$359K +45,000 New
OC
18
Oppenheimer & Co
New York
$372K +$16.3K +2,043 +5%
TWPM
19
Total Wealth Planning & Management
Florida
$355K +$225K +28,150 +195%
CIA
20
Capital Investment Advisors
Georgia
$352K -$47.4K -5,929 -12%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$327K +$57.8K +7,230 +23%
BCA
22
Bay Colony Advisors
Massachusetts
$250K +$108K +13,539 +82%
AWA
23
Arete Wealth Advisors
Illinois
$233K +$7.89K +988 +4%
AA
24
AQR Arbitrage
Connecticut
$193K -$652K -81,586 -78%
ACM
25
Arlington Capital Management
Illinois
$193K -$2.48K -311 -1%