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HGLB

Highland Global Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Raymond James Financial
1
Raymond James Financial
Florida
$18M +$20.1M +2,637,580 New
Morgan Stanley
2
Morgan Stanley
New York
$5.62M -$12.1K -1,587 -0.2%
SFS
3
Shaker Financial Services
Virginia
$4.54M +$72.4K +9,479 +1%
MC
4
Matisse Capital
Oregon
$2.68M +$234K +30,700 +8%
LPL Financial
5
LPL Financial
California
$2.45M +$138K +18,092 +5%
Osaic Holdings
6
Osaic Holdings
Arizona
$1.71M -$7.16K -938 -0.4%
QC
7
Quantedge Capital
Singapore
$1.19M -$210K -27,500 -14%
LCM
8
Landscape Capital Management
New Jersey
$930K -$165K -21,592 -14%
SFG
9
Sovereign Financial Group
Connecticut
$780K -$98.2K -12,863 -10%
PAG
10
Private Advisor Group
New Jersey
$778K
AA
11
AQR Arbitrage
Connecticut
$714K -$329K -43,085 -29%
NAM
12
Nexpoint Asset Management
Texas
$587K
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$473K +$28.1K +3,679 +6%
UBS Group
14
UBS Group
Switzerland
$468K -$32.3K -4,232 -6%
CIA
15
Capital Investment Advisors
Georgia
$328K -$48.4K -6,346 -12%
OC
16
Oppenheimer & Co
New York
$290K +$11.5K +1,500 +4%
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$218K -$50.8K -6,654 -17%
AWA
18
Arete Wealth Advisors
Illinois
$184K +$21.6K +2,830 +12%
ACM
19
Arlington Capital Management
Illinois
$160K +$179K +23,499 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$136K -$7.03K -921 -4%
BCA
21
Bay Colony Advisors
Massachusetts
$112K +$3.05K +399 +2%
TWPM
22
Total Wealth Planning & Management
Florida
$98.4K +$110K +14,443 New
HighTower Advisors
23
HighTower Advisors
Illinois
$95.4K -$32.8K -4,302 -23%
BBPWM
24
Blue Bell Private Wealth Management
Pennsylvania
$91.3K +$102K +13,400 New
XT
25
XTX Topco
Cayman Islands
$85.6K +$96K +12,571 New