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HGLB

Highland Global Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AW
1
Atlas Wealth
Ohio
$9.71M -$290K -34,672 -3%
Morgan Stanley
2
Morgan Stanley
New York
$6.6M +$345K +41,168 +5%
Osaic Holdings
3
Osaic Holdings
Arizona
$5.3M +$2.78M +331,970 +100%
RJA
4
Raymond James & Associates
Florida
$3.71M +$3.12M +372,479 +410%
SFS
5
Shaker Financial Services
Virginia
$3.22M +$66.8K +7,971 +2%
LPL Financial
6
LPL Financial
California
$2.83M +$30.3K +3,622 +1%
NAS
7
NWF Advisory Services
California
$1.87M +$94.6K +11,300 +5%
AA
8
AQR Arbitrage
Connecticut
$1.43M +$1.2M +143,385 +400%
MC
9
Matisse Capital
Oregon
$1.36M +$167K +20,000 +13%
QC
10
Quantedge Capital
Singapore
$1.33M +$62.8K +7,500 +5%
SFG
11
Sovereign Financial Group
Connecticut
$1.11M +$16.9K +2,020 +1%
PAG
12
Private Advisor Group
New Jersey
$845K -$8.38K -1,000 -0.9%
NAM
13
Nexpoint Asset Management
Texas
$690K
BF
14
BOK Financial
Oklahoma
$577K +$52.1K +6,221 +8%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$570K +$10.6K +1,268 +2%
LCM
16
Landscape Capital Management
New Jersey
$554K +$257K +30,729 +80%
UBS Group
17
UBS Group
Switzerland
$472K +$52.1K +6,225 +12%
CIA
18
Capital Investment Advisors
Georgia
$421K +$62.8K +7,500 +17%
OC
19
Oppenheimer & Co
New York
$348K +$8.38K +1,000 +2%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$283K +$19.9K +2,380 +7%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$268K +$75.6K +9,024 +37%
Truist Financial
22
Truist Financial
North Carolina
$233K +$5.86K +700 +2%
HighTower Advisors
23
HighTower Advisors
Illinois
$194K +$1.93K +230 +0.9%
RG
24
Retirement Group
California
$187K +$5.03K +600 +11%
CA
25
Cetera Advisors
Colorado
$151K +$37.7K +4,499 +31%