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HGLB

Highland Global Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$8.55M +$4.85M +623,923 +135%
Morgan Stanley
2
Morgan Stanley
New York
$6.5M +$14.3K +1,844 +0.2%
SFS
3
Shaker Financial Services
Virginia
$3.34M +$171K +22,072 +5%
LPL Financial
4
LPL Financial
California
$2.82M +$48.1K +6,189 +2%
Osaic Holdings
5
Osaic Holdings
Arizona
$2.57M -$2.6M -335,308 -51%
MC
6
Matisse Capital
Oregon
$2.27M +$924K +119,000 +70%
AA
7
AQR Arbitrage
Connecticut
$2.09M +$677K +87,180 +49%
LCM
8
Landscape Capital Management
New Jersey
$1.98M +$1.42M +182,826 +264%
ARC
9
Advisor Resource Council
Texas
$1.97M +$1.94M +250,359 New
NAS
10
NWF Advisory Services
California
$1.78M -$48.9K -6,300 -3%
QC
11
Quantedge Capital
Singapore
$1.5M +$190K +24,500 +15%
SFG
12
Sovereign Financial Group
Connecticut
$1.22M +$123K +15,813 +11%
PAG
13
Private Advisor Group
New Jersey
$886K +$54.4K +7,000 +7%
NAM
14
Nexpoint Asset Management
Texas
$678K
BF
15
BOK Financial
Oklahoma
$627K
UBS Group
16
UBS Group
Switzerland
$600K +$134K +17,296 +29%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$538K -$21.2K -2,725 -4%
CIA
18
Capital Investment Advisors
Georgia
$433K +$19.4K +2,500 +5%
OC
19
Oppenheimer & Co
New York
$361K +$18.6K +2,400 +6%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$299K +$34.6K +4,453 +13%
PS
21
Principal Securities
Iowa
$269K +$266K +34,187 New
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$256K -$21.6K -2,781 -8%
Truist Financial
23
Truist Financial
North Carolina
$229K
RG
24
Retirement Group
California
$196K
CA
25
Cetera Advisors
Colorado
$171K +$23.2K +2,985 +16%