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Highland Global Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Raymond James Financial
1
Raymond James Financial
Florida
$21.7M +$278K +33,750 +1%
Morgan Stanley
2
Morgan Stanley
New York
$7.28M +$103K +12,485 +2%
LPL Financial
3
LPL Financial
California
$6.47M +$120K +14,515 +2%
Matisse Capital
4
Matisse Capital
Oregon
$3.42M – – –
Osaic Holdings
5
Osaic Holdings
Arizona
$2.7M +$592K +71,742 +30%
NWF Advisory Services
6
NWF Advisory Services
California
$2.05M +$390K +47,250 +25%
Quantedge Capital
7
Quantedge Capital
Singapore
$1.3M -$55.2K -6,700 -4%
Sovereign Financial Group
8
Sovereign Financial Group
Connecticut
$1.02M -$25.6K -3,103 -3%
Private Advisor Group
9
Private Advisor Group
New Jersey
$1.02M +$8.88K +1,077 +0.9%
Landscape Capital Management
10
Landscape Capital Management
New Jersey
$811K -$448K -54,379 -37%
Nexpoint Asset Management
11
Nexpoint Asset Management
Texas
$751K – – –
UBS Group
12
UBS Group
Switzerland
$709K +$91.3K +11,072 +16%
Oppenheimer & Co
13
Oppenheimer & Co
New York
$436K +$44.8K +5,432 +12%
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
$392K – – –
Capital Investment Advisors
15
Capital Investment Advisors
Georgia
$368K +$528 +64 +0.2%
Total Wealth Planning & Management
16
Total Wealth Planning & Management
Florida
$311K -$56.9K -6,904 -16%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$294K -$275K -33,375 -50%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$192K -$143K -17,290 -44%
Bay Colony Advisors
19
Bay Colony Advisors
Massachusetts
$189K -$68.1K -8,258 -28%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$183K – – –
Blue Bell Private Wealth Management
21
Blue Bell Private Wealth Management
Pennsylvania
$139K +$2.53K +307 +2%
Jane Street
22
Jane Street
New York
$111K +$105K +12,715 New
IAIM
23
International Assets Investment Management
Florida
$94K +$94.8K +11,500 New
NewEdge Advisors
24
NewEdge Advisors
Louisiana
$89.7K +$85K +10,309 New
CoreCap Advisors
25
CoreCap Advisors
Michigan
$46.9K – – –