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Highland Global Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Citadel Advisors
26
Citadel Advisors
Florida
$142K +$151K +18,836 New
Virtu Financial
27
Virtu Financial
New York
$129K +$29.8K +3,723 +28%
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$108K -$34.5K -4,306 -23%
Bay Colony Advisors
29
Bay Colony Advisors
Massachusetts
$106K -$58.1K -7,257 -34%
Susquehanna International Group
30
Susquehanna International Group
Pennsylvania
$97.4K -$64.6K -8,075 -38%
Integrated Wealth Concepts
31
Integrated Wealth Concepts
Massachusetts
$94.2K +$100K +12,530 New
IAIM
32
International Assets Investment Management
Florida
$90.8K -$7.36K -920 -7%
CAM
33
Concorde Asset Management
Michigan
$90.2K +$96.1K +12,000 New
AE Wealth Management
34
AE Wealth Management
Kansas
$87K +$1.2K +150 +1%
Benjamin Edwards Inc
35
Benjamin Edwards Inc
Missouri
$83.8K +$4K +500 +5%
Rockefeller Capital Management
36
Rockefeller Capital Management
New York
$67.8K – – –
CoreCap Advisors
37
CoreCap Advisors
Michigan
$40.5K – – –
GFA
38
Godfrey Financial Associates
New York
$24.1K – – –
NBC Securities
39
NBC Securities
Alabama
$15.5K – – –
Pinnacle Wealth Planning Services
40
Pinnacle Wealth Planning Services
Ohio
$3.91K – – –
HWP
41
Highline Wealth Partners
California
$2.44K – – –
Wells Fargo
42
Wells Fargo
California
$4 -$8 -1 -50%
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
– -$361K -45,000 Closed
Advisory Services Network
44
Advisory Services Network
Georgia
– -$14.4K -1,797 Closed
Northwestern Mutual Wealth Management
45
Northwestern Mutual Wealth Management
Wisconsin
– -$3.73K -465 Closed