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HGLB

Highland Global Allocation Fund

43 hedge funds and large institutions have $51.9M invested in Highland Global Allocation Fund in 2023 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 15 increasing their positions, 9 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 9

43% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 7

21% more capital invested

Capital invested by funds: $42.8M → $51.9M (+$9.1M)

5% more funds holding

Funds holding: 4143 (+2)

0.65% more ownership

Funds ownership: 20.48%21.13% (+0.65%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
43
Holders Change
+2
Holders Change %
+4.88%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
10
Increased
15
Reduced
9
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AW
1
Atlas Wealth
Ohio
$11.8M -$159K -16,419 -1%
NAM
2
Nexpoint Asset Management
Texas
$10.4M +$3.38K +349 +0.4%
Morgan Stanley
3
Morgan Stanley
New York
$7.71M +$194K +19,978 +2%
Osaic Holdings
4
Osaic Holdings
Arizona
$3.14M +$129K +13,310 +4%
SFS
5
Shaker Financial Services
Virginia
$2.64M -$328K -33,807 -10%
NAS
6
NWF Advisory Services
California
$1.92M +$2.15M +221,881 New
CAN
7
Cetera Advisor Networks
California
$1.65M +$68.7K +7,088 +4%
LPL Financial
8
LPL Financial
California
$1.57M +$1.28M +132,412 +319%
QC
9
Quantedge Capital
Singapore
$1.45M -$564K -58,243 -27%
Wells Fargo
10
Wells Fargo
California
$1.44M -$38.6K -3,982 -2%
SFG
11
Sovereign Financial Group
Connecticut
$1.06M +$3.29K +340 +0.3%
PAG
12
Private Advisor Group
New Jersey
$1.03M -$122K -12,600 -10%
RJA
13
Raymond James & Associates
Florida
$822K -$181K -18,713 -17%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$679K +$10.1K +1,042 +1%
BF
15
BOK Financial
Oklahoma
$638K
GC
16
Guggenheim Capital
Illinois
$568K -$115K -11,821 -16%
OC
17
Oppenheimer & Co
New York
$447K +$29.1K +3,000 +6%
AC
18
Aristides Capital
Kentucky
$417K
MC
19
Matisse Capital
Oregon
$357K +$79.8K +8,232 +26%
Truist Financial
20
Truist Financial
North Carolina
$346K -$8.13K -839 -2%
CIA
21
Capital Investment Advisors
Georgia
$323K +$86.7K +8,950 +33%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$318K -$6.65K -686 -2%
HighTower Advisors
23
HighTower Advisors
Illinois
$196K +$58.4K +6,026 +37%
ARC
24
Advisor Resource Council
Texas
$150K +$160K +16,497 New
NFG
25
Nations Financial Group
Iowa
$122K

HGLB Hedge Fund Activity: Q1 2023 in Review

43 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Highland Global Allocation Fund (HGLB) for Q1 2023, worth a combined $51.9M — up 21% from $42.8M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new HGLB positions and 7 closed out — a net gain of 3 holders — while 15 added to existing stakes and 9 trimmed.

The largest buyer was LPL Financial, adding an estimated $1.28M. The largest seller was Clough Capital Partners, exiting entirely with an estimated $711K sold.

  • 43 institutional investors held Highland Global Allocation Fund (HGLB) as of Q1 2023, up from 41 in Q4 2022.
  • Funds reported $51.9M of Highland Global Allocation Fund stock for Q1 2023, up 21% quarter-over-quarter.
  • 10 funds opened new Highland Global Allocation Fund positions in Q1 2023 and 7 closed out, a net change of +3 holders.
  • The largest Highland Global Allocation Fund buyer in Q1 2023 was LPL Financial, an estimated $1.28M added.
  • The largest Highland Global Allocation Fund seller in Q1 2023 was Clough Capital Partners, an estimated $711K sold.

Based on aggregated 13F filings for Q1 2023.