HGLB

Highland Global Allocation Fund
HGLB

Overview Fund Activity

40 hedge funds and large institutions have $29.5M invested in Highland Global Allocation Fund in 2021 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 7 closing their positions.

Holders
40
Holders Change
-1
Holders Change %
-2.44%
% of All Funds
0.7%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
13
Reduced
11
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Osaic Holdings
1
Osaic Holdings
Arizona
$1.33M
2
Truist Financial
2
Truist Financial
North Carolina
$336K
3
LPL Financial
3
LPL Financial
California
$806K
4
Citadel Advisors
4
Citadel Advisors
Florida
$321K
5
WS
5
Wedbush Securities
California
$148K

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$0
2
KPWS
2
Kestra Private Wealth Services
Texas
$256K
3
SFS
3
Shaker Financial Services
Virginia
$435K
4
Millennium Management
4
Millennium Management
New York
$0
5
LCM
5
Landscape Capital Management
New Jersey
$2.19M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$5.4M 700,633 -5,512 -0.8%
MC
2
Matisse Capital
Oregon
$5.33M 691,000 -8,600 -1%
CCP
3
Clough Capital Partners
Massachusetts
$3.41M 442,756 – –
QC
4
Quantedge Capital
Singapore
$2.41M 312,114 +2,600 +0.8%
LCM
5
Landscape Capital Management
New Jersey
$2.19M 284,476 -66,960 -19%
Wells Fargo
6
Wells Fargo
California
$1.72M 222,621 +9,167 +4%
Osaic Holdings
7
Osaic Holdings
Arizona
$1.33M 172,639 +58,399 +51%
BI
8
Bulldog Investors
New Jersey
$1.12M 145,823 – –
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$981K 127,259 -870 -0.7%
LPL Financial
10
LPL Financial
California
$806K 104,481 +41,153 +65%
NAM
11
Nexpoint Asset Management
Texas
$681K 88,296 – –
6M
12
6 Meridian
Kansas
$660K 85,625 -24,467 -22%
SFS
13
Shaker Financial Services
Virginia
$435K 56,466 -82,827 -59%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$403K 52,259 -958 -2%
SFG
15
Sovereign Financial Group
Connecticut
$376K 48,780 +3,470 +8%
AC
16
Aristides Capital
Kentucky
$356K 46,167 – –
Truist Financial
17
Truist Financial
North Carolina
$336K 43,522 +43,522 New
Citadel Advisors
18
Citadel Advisors
Florida
$321K 41,603 +30,179 +264%
OC
19
Oppenheimer & Co
New York
$266K 34,500 +15,500 +82%
KPWS
20
Kestra Private Wealth Services
Texas
$256K 33,241 -449,493 -93%
RJA
21
Raymond James & Associates
Florida
$153K 19,864 -9,121 -31%
WS
22
Wedbush Securities
California
$148K 19,153 +19,153 New
ASN
23
Advisory Services Network
Georgia
$101K 13,117 – –
FIA
24
FNY Investment Advisers
New York
$79K 10,359 -6,134 -37%
MC
25
Moors & Cabot
Massachusetts
$76K 10,000 – –
1
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