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HGLB

Highland Global Allocation Fund

40 hedge funds and large institutions have $29.5M invested in Highland Global Allocation Fund in 2021 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 11

2% less funds holding

Funds holding: 4140 (-1)

5.26% less ownership

Funds ownership: 22.28%17.02% (-5.3%)

10% less capital invested

Capital invested by funds: $32.7M → $29.5M (-$3.2M)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

Holders
40
Holders Change
-1
Holders Change %
-2.44%
% of All Funds
0.7%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
13
Reduced
11
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.4M -$39.2K -5,512 -0.8%
MC
2
Matisse Capital
Oregon
$5.33M -$61.1K -8,600 -1%
CCP
3
Clough Capital Partners
Massachusetts
$3.41M
QC
4
Quantedge Capital
Singapore
$2.41M +$18.5K +2,600 +0.8%
LCM
5
Landscape Capital Management
New Jersey
$2.19M -$476K -66,960 -19%
Wells Fargo
6
Wells Fargo
California
$1.72M +$65.2K +9,167 +4%
Osaic Holdings
7
Osaic Holdings
Arizona
$1.33M +$415K +58,399 +51%
BI
8
Bulldog Investors
New Jersey
$1.12M
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$981K -$6.18K -870 -0.7%
LPL Financial
10
LPL Financial
California
$806K +$293K +41,153 +65%
NAM
11
Nexpoint Asset Management
Texas
$681K
6M
12
6 Meridian
Kansas
$660K -$174K -24,467 -22%
SFS
13
Shaker Financial Services
Virginia
$435K -$589K -82,827 -59%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$403K -$6.81K -958 -2%
SFG
15
Sovereign Financial Group
Connecticut
$376K +$24.7K +3,470 +8%
AC
16
Aristides Capital
Kentucky
$356K
Truist Financial
17
Truist Financial
North Carolina
$336K +$309K +43,522 New
Citadel Advisors
18
Citadel Advisors
Florida
$321K +$215K +30,179 +264%
OC
19
Oppenheimer & Co
New York
$266K +$110K +15,500 +82%
KPWS
20
Kestra Private Wealth Services
Texas
$256K -$3.2M -449,493 -93%
RJA
21
Raymond James & Associates
Florida
$153K -$64.8K -9,121 -31%
WS
22
Wedbush Securities
California
$148K +$136K +19,153 New
ASN
23
Advisory Services Network
Georgia
$101K
FIA
24
FNY Investment Advisers
New York
$79K -$43.6K -6,134 -37%
MC
25
Moors & Cabot
Massachusetts
$76K

HGLB Hedge Fund Activity: Q1 2021 in Review

40 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Highland Global Allocation Fund (HGLB) for Q1 2021, worth a combined $29.5M — down 9.8% from $32.7M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of HGLB and 6 opened new positions — a net loss of 1 holder — while 11 trimmed existing stakes and 13 added.

The largest buyer was Osaic Holdings, adding an estimated $415K. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $3.7M sold.

  • 40 institutional investors held Highland Global Allocation Fund (HGLB) as of Q1 2021, down from 41 in Q4 2020.
  • Funds reported $29.5M of Highland Global Allocation Fund stock for Q1 2021, down 9.8% quarter-over-quarter.
  • 6 funds opened new Highland Global Allocation Fund positions in Q1 2021 and 7 closed out, a net change of -1 holder.
  • The largest Highland Global Allocation Fund buyer in Q1 2021 was Osaic Holdings, an estimated $415K added.
  • The largest Highland Global Allocation Fund seller in Q1 2021 was Rivernorth Capital Management, an estimated $3.7M sold.

Based on aggregated 13F filings for Q1 2021.