HGLB

Highland Global Allocation Fund
HGLB

Overview Fund Activity

41 hedge funds and large institutions have $32.7M invested in Highland Global Allocation Fund in 2020 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 10 increasing their positions, 10 reducing their positions, and 7 closing their positions.

Holders
41
Holders Change
+3
Holders Change %
+7.89%
% of All Funds
0.73%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
10
Reduced
10
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
1
Landscape Capital Management
New Jersey
$2.3M
2
Millennium Management
2
Millennium Management
New York
$531K
3
SFS
3
Shaker Financial Services
Virginia
$910K
4
LPL Financial
4
LPL Financial
California
$414K
5
CWM
5
CCG Wealth Management
California
$138K

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$3.7M
2
KPWS
2
Kestra Private Wealth Services
Texas
$3.15M
3
Morgan Stanley
3
Morgan Stanley
New York
$4.61M
4
BI
4
Bulldog Investors
New Jersey
$952K
5
CCP
5
Clough Capital Partners
Massachusetts
$2.89M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$4.61M 706,145 -71,830 -9%
MC
2
Matisse Capital
Oregon
$4.57M 699,600 – –
RCM
3
Rivernorth Capital Management
Florida
$3.7M 566,457 -499,221 -47%
KPWS
4
Kestra Private Wealth Services
Texas
$3.15M 482,734 -122,937 -20%
CCP
5
Clough Capital Partners
Massachusetts
$2.89M 442,756 -58,796 -12%
LCM
6
Landscape Capital Management
New Jersey
$2.3M 351,436 +228,258 +185%
QC
7
Quantedge Capital
Singapore
$2.02M 309,514 +309,514 New
Wells Fargo
8
Wells Fargo
California
$1.39M 213,454 -8,622 -4%
BI
9
Bulldog Investors
New Jersey
$952K 145,823 -58,920 -29%
SFS
10
Shaker Financial Services
Virginia
$910K 139,293 +41,827 +43%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$837K 128,129 -22,072 -15%
Osaic Holdings
12
Osaic Holdings
Arizona
$746K 114,240 +3,204 +3%
6M
13
6 Meridian
Kansas
$719K 110,092 +8,453 +8%
NAM
14
Nexpoint Asset Management
Texas
$577K 88,296 – –
Millennium Management
15
Millennium Management
New York
$531K 81,270 +81,270 New
LPL Financial
16
LPL Financial
California
$414K 63,328 +30,885 +95%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$348K 53,217 -1,864 -3%
AC
18
Aristides Capital
Kentucky
$301K 46,167 – –
SFG
19
Sovereign Financial Group
Connecticut
$296K 45,310 +45,310 New
AA
20
AQR Arbitrage
Connecticut
$292K 44,654 +6,626 +17%
DA
21
DCM Advisors
New York
$202K 30,900 +30,900 New
RJA
22
Raymond James & Associates
Florida
$189K 28,985 -3,658 -11%
CWM
23
CCG Wealth Management
California
$138K 21,091 +21,091 New
OC
24
Oppenheimer & Co
New York
$124K 19,000 +4,000 +27%
FIA
25
FNY Investment Advisers
New York
$107K 16,493 +16,493 New
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