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HGLB

Highland Global Allocation Fund

41 hedge funds and large institutions have $32.7M invested in Highland Global Allocation Fund in 2020 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 10 increasing their positions, 10 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 7

8% more funds holding

Funds holding: 3841 (+3)

3% more capital invested

Capital invested by funds: $31.9M → $32.7M (+$862K)

0% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 10

0.59% less ownership

Funds ownership: 22.87%22.28% (-0.59%)

Holders
41
Holders Change
+3
Holders Change %
+7.89%
% of All Funds
0.73%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
10
Reduced
10
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.61M -$429K -71,830 -9%
MC
2
Matisse Capital
Oregon
$4.57M
RCM
3
Rivernorth Capital Management
Florida
$3.7M -$2.98M -499,221 -47%
KPWS
4
Kestra Private Wealth Services
Texas
$3.15M -$735K -122,937 -20%
CCP
5
Clough Capital Partners
Massachusetts
$2.89M -$351K -58,796 -12%
LCM
6
Landscape Capital Management
New Jersey
$2.29M +$1.36M +228,258 +185%
QC
7
Quantedge Capital
Singapore
$2.02M +$1.85M +309,514 New
Wells Fargo
8
Wells Fargo
California
$1.39M -$51.5K -8,622 -4%
BI
9
Bulldog Investors
New Jersey
$952K -$352K -58,920 -29%
SFS
10
Shaker Financial Services
Virginia
$910K +$250K +41,827 +43%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$837K -$132K -22,072 -15%
Osaic Holdings
12
Osaic Holdings
Arizona
$746K +$19.1K +3,204 +3%
6M
13
6 Meridian
Kansas
$719K +$50.5K +8,453 +8%
NAM
14
Nexpoint Asset Management
Texas
$577K
Millennium Management
15
Millennium Management
New York
$531K +$486K +81,270 New
LPL Financial
16
LPL Financial
California
$414K +$185K +30,885 +95%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$348K -$11.1K -1,864 -3%
AC
18
Aristides Capital
Kentucky
$301K
SFG
19
Sovereign Financial Group
Connecticut
$296K +$271K +45,310 New
AA
20
AQR Arbitrage
Connecticut
$292K +$39.6K +6,626 +17%
DA
21
DCM Advisors
New York
$202K +$185K +30,900 New
RJA
22
Raymond James & Associates
Florida
$189K -$21.9K -3,658 -11%
CWM
23
CCG Wealth Management
California
$138K +$126K +21,091 New
OC
24
Oppenheimer & Co
New York
$124K +$23.9K +4,000 +27%
FIA
25
FNY Investment Advisers
New York
$107K +$98.6K +16,493 New

HGLB Hedge Fund Activity: Q4 2020 in Review

41 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Highland Global Allocation Fund (HGLB) for Q4 2020, worth a combined $32.7M — up 2.7% from $31.9M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new HGLB positions and 7 closed out — a net gain of 3 holders — while 10 added to existing stakes and 10 trimmed.

The largest buyer was Landscape Capital Management, adding an estimated $1.36M. The largest seller was Rivernorth Capital Management, cutting an estimated $2.98M.

  • 41 institutional investors held Highland Global Allocation Fund (HGLB) as of Q4 2020, up from 38 in Q3 2020.
  • Funds reported $32.7M of Highland Global Allocation Fund stock for Q4 2020, up 2.7% quarter-over-quarter.
  • 10 funds opened new Highland Global Allocation Fund positions in Q4 2020 and 7 closed out, a net change of +3 holders.
  • The largest Highland Global Allocation Fund buyer in Q4 2020 was Landscape Capital Management, an estimated $1.36M added.
  • The largest Highland Global Allocation Fund seller in Q4 2020 was Rivernorth Capital Management, an estimated $2.98M sold.

Based on aggregated 13F filings for Q4 2020.