HGLB

Highland Global Allocation Fund
HGLB

Overview Fund Activity

38 hedge funds and large institutions have $52.8M invested in Highland Global Allocation Fund in 2019 Q1 according to their latest regulatory filings, with 38 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
+38
Holders Change %
–
% of All Funds
0.82%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
38
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$11.4M
2
Morgan Stanley
2
Morgan Stanley
New York
$10.4M
3
Wells Fargo
3
Wells Fargo
California
$8.73M
4
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$5.16M
5
COLIM
5
City of London Investment Management
United Kingdom
$2.55M

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change 		Shares
Change %
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$11.4M +$11.4M +880,424 New
Morgan Stanley
2
Morgan Stanley
New York
$10.4M +$10.4M +802,460 New
Wells Fargo
3
Wells Fargo
California
$8.73M +$8.73M +675,399 New
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$5.16M +$5.16M +399,352 New
COLIM
5
City of London Investment Management
United Kingdom
$2.55M +$2.55M +196,572 New
HCMT
6
Highland Capital Management (Texas)
Texas
$2.5M +$2.5M +193,849 New
AAS
7
Avantax Advisory Services
Texas
$1.7M +$1.7M +131,855 New
RJFSA
8
Raymond James Financial Services Advisors
Florida
$1.06M +$1.06M +82,142 New
MC
9
Matisse Capital
Oregon
$974K +$974K +75,398 New
AG
10
Advisor Group
Arizona
$973K +$973K +75,281 New
LPL Financial
11
LPL Financial
California
$939K +$939K +72,689 New
CAN
12
Cetera Advisor Networks
California
$881K +$881K +68,111 New
RJA
13
Raymond James & Associates
Florida
$573K +$573K +44,364 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$521K +$521K +40,353 New
FAAS
15
First Allied Advisory Services
California
$489K +$489K +37,726 New
GSBTD
16
Glenview State Bank Trust Department
Illinois
$461K +$461K +35,661 New
MML Investors Services
17
MML Investors Services
Massachusetts
$426K +$426K +32,949 New
BRWM
18
B. Riley Wealth Management
Tennessee
$399K +$399K +30,891 New
SPIA
19
Steward Partners Investment Advisory
New York
$360K +$360K +27,909 New
RCM
20
Rivernorth Capital Management
Florida
$251K +$251K +19,401 New
B
21
Bridgeworth
Alabama
$249K +$249K +19,320 New
CA
22
Cetera Advisors
Colorado
$238K +$238K +18,448 New
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$218K +$218K +16,891 New
Citadel Advisors
24
Citadel Advisors
Florida
$201K +$201K +15,543 New
SWP
25
Stratos Wealth Partners
Ohio
$183K +$183K +14,140 New
1
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