HGLB

Highland Global Allocation Fund
HGLB

Overview Fund Activity

36 hedge funds and large institutions have $26.5M invested in Highland Global Allocation Fund in 2020 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 10 increasing their positions, 14 reducing their positions, and 7 closing their positions.

Holders
36
Holders Change
-3
Holders Change %
-7.69%
% of All Funds
0.8%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
8
Increased
10
Reduced
14
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MC
1
Matisse Capital
Oregon
$3.2M
2
LCM
2
Landscape Capital Management
New Jersey
$2.39M
3
BI
3
Bulldog Investors
New Jersey
$1.79M
4
SFS
4
Shaker Financial Services
Virginia
$913K
5
RCM
5
Rivernorth Capital Management
Florida
$4.02M

Top Sellers

1
Cambridge Investment Research Advisors
1
Cambridge Investment Research Advisors
Iowa
$641K
2
AC
2
Almitas Capital
California
$1.14M
3
Wells Fargo
3
Wells Fargo
California
$1.01M
4
RTS
4
Round Table Services
New Jersey
$0
5
COLIM
5
City of London Investment Management
United Kingdom
$1.63M
Name Holding Trade Value Shares
Change 		Shares
Change %
RCM
1
Rivernorth Capital Management
Florida
$4.02M +$449K +103,320 +13%
Morgan Stanley
2
Morgan Stanley
New York
$3.4M +$248K +57,119 +8%
MC
3
Matisse Capital
Oregon
$3.2M +$2.23M +513,400 +232%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$3.15M -$88.7K -20,395 -3%
LCM
5
Landscape Capital Management
New Jersey
$2.39M +$1.57M +360,513 +191%
BI
6
Bulldog Investors
New Jersey
$1.79M +$1.12M +257,018 +166%
COLIM
7
City of London Investment Management
United Kingdom
$1.63M -$163K -37,314 -9%
AC
8
Almitas Capital
California
$1.14M -$954K -219,318 -46%
Wells Fargo
9
Wells Fargo
California
$1.01M -$252K -57,991 -20%
SFS
10
Shaker Financial Services
Virginia
$913K +$913K +209,912 New
NAM
11
Nexpoint Asset Management
Texas
$752K -$92.8K -21,325 -11%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$641K -$1.3M -298,212 -67%
Osaic Holdings
13
Osaic Holdings
Arizona
$489K +$489K +112,454 New
6M
14
6 Meridian
Kansas
$424K +$119K +27,389 +39%
BFM
15
Boothbay Fund Management
New York
$310K +$223K +51,173 +256%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$262K -$13K -2,991 -5%
AC
17
Aristides Capital
Kentucky
$201K +$201K +46,167 New
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$171K +$171K +39,502 New
RJA
19
Raymond James & Associates
Florida
$166K -$158K -36,223 -49%
Goldman Sachs
20
Goldman Sachs
New York
$107K +$107K +24,590 New
LPL Financial
21
LPL Financial
California
$98K -$113K -25,930 -54%
CAN
22
Cetera Advisor Networks
California
$87K – – –
AA
23
AQR Arbitrage
Connecticut
$63K +$63K +14,534 New
MML Investors Services
24
MML Investors Services
Massachusetts
$45K -$10.5K -2,402 -19%
ASN
25
Advisory Services Network
Georgia
$20K – – –
1
2