First Allied Advisory Services’s Highland Global Allocation Fund HGLB Stock Holding History

First Allied Advisory Services’s Portfolio HGLB Stock Details HGLB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-16,929	Closed	-$174K	–	1358
2019 Q3	$174K	Sell	16,929 -9,874	-37%	-$105K	0.01%	1131
2019 Q2	$301K	Sell	26,803 -10,923	-29%	-$131K	0.01%	891
2019 Q1	$489K	Buy	+37,726	New	+$490K	0.02%	686

Other funds holding HGLB

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

NAM

Nexpoint Asset Management Dallas, Texas $1.49B AUM 61.08% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

First Allied Advisory Services's HGLB Position: Q4 2019 in Review

First Allied Advisory Services sold out of Highland Global Allocation Fund (HGLB) in Q4 2019, closing a stake of 16,929 shares — an estimated $174K sold.

First Allied Advisory Services first reported a position in HGLB in Q1 2019 and held it in 3 quarters. The position peaked at $489K in Q1 2019. 39 funds tracked by Wall St. Rank hold HGLB as of Q4 2019.

First Allied Advisory Services reported no remaining Highland Global Allocation Fund position as of Q4 2019 after selling out during the quarter.
First Allied Advisory Services sold 16,929 Highland Global Allocation Fund shares in Q4 2019, an estimated $174K.
First Allied Advisory Services first reported a position in Highland Global Allocation Fund in Q1 2019 and held it in 3 quarters.
First Allied Advisory Services's Highland Global Allocation Fund position peaked at $489K in Q1 2019.
39 funds tracked by Wall St. Rank held Highland Global Allocation Fund as of Q4 2019.

Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.