RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-1.63%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.53B
AUM Growth
+$1.53B
Cap. Flow
+$107M
Cap. Flow %
6.99%
Top 10 Hldgs %
27.12%
Holding
179
New
40
Increased
50
Reduced
52
Closed
28

Top Buys

1
RA
Brookfield Real Assets Income Fund
RA
$43.1M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$40.6M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$26.8M
4
CHY
Calamos Convertible and High Income Fund
CHY
$18.6M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$16.3M

Top Sells

1
DSU icon
BlackRock Debt Strategies Fund
DSU
$51.7M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$23.9M
3
ACAS
American Capital Ltd
ACAS
$19.3M
4
STEW
SRH Total Return Fund
STEW
$15.2M
5
BOI
Brookfield Mtge Opportunity Fd
BOI
$13.4M

Sector Composition

1 Financials 3.86%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PXH icon
51
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.57B
$9.46M 0.62%
521,245
– –
NXDT
52
NexPoint Diversified Real Estate Trust
NXDT
$176M
$9.39M 0.61%
412,351
-13,299
-3% -$303K
MVC
53
DELISTED
MVC Capital, Inc.
MVC
$9.14M 0.6%
1,065,245
-13,992
-1% -$120K
AFB
54
AllianceBernstein National Municipal Income Fund
AFB
$297M
$9.1M 0.59%
+688,288
New +$9.1M
JGH icon
55
Nuveen Global High Income Fund
JGH
$313M
$8.83M 0.58%
552,059
-1,836
-0.3% -$29.4K
FUND
56
Sprott Focus Trust
FUND
$244M
$8.75M 0.57%
1,260,569
-61,800
-5% -$429K
MCR
57
MFS Charter Income Trust
MCR
$267M
$8.7M 0.57%
1,021,354
-142,082
-12% -$1.21M
BRW
58
Saba Capital Income & Opportunities Fund
BRW
$356M
$8.61M 0.56%
1,553,581
-1,017,166
-40% -$5.64M
DCA
59
DELISTED
Virtus Total Return Fund
DCA
$8.36M 0.55%
1,870,819
+19,930
+1% +$89.1K
CEF icon
60
Sprott Physical Gold and Silver Trust
CEF
$6.47B
$8.33M 0.54%
737,465
– –
LGI
61
Lazard Global Total Return & Income Fund
LGI
$230M
$8.3M 0.54%
603,761
+449,210
+291% +$6.17M
FAX
62
abrdn Asia-Pacific Income Fund
FAX
$674M
$8.28M 0.54%
1,788,698
-124,807
-7% -$578K
MUI
63
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$8.27M 0.54%
+599,295
New +$8.27M
NZF icon
64
Nuveen Municipal Credit Income Fund
NZF
$2.31B
$8.06M 0.53%
+569,891
New +$8.06M
VEA icon
65
Vanguard FTSE Developed Markets ETF
VEA
$169B
$7.83M 0.51%
214,253
-268,500
-56% -$9.81M
NIE
66
Virtus Equity & Convertible Income Fund
NIE
$686M
$7.66M 0.5%
415,977
-86,600
-17% -$1.6M
BGX
67
Blackstone Long-Short Credit Income Fund
BGX
$158M
$7.42M 0.48%
465,988
-21,893
-4% -$349K
ZTR
68
Virtus Total Return Fund
ZTR
$347M
$7.29M 0.48%
605,548
-81,838
-12% -$985K
BLW icon
69
BlackRock Limited Duration Income Trust
BLW
$547M
$6.91M 0.45%
455,340
+248,676
+120% +$3.77M
ACV
70
Virtus Diversified Income & Convertible Fund
ACV
$240M
$6.9M 0.45%
367,364
+2,535
+0.7% +$47.6K
GARS
71
DELISTED
Garrison Capital Inc.
GARS
$6.87M 0.45%
734,552
+346,772
+89% +$3.24M
EVG
72
Eaton Vance Short Duration Diversified Income Fund
EVG
$152M
$6.84M 0.45%
493,391
-208,303
-30% -$2.89M
CTF
73
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$6.79M 0.44%
485,932
+30,538
+7% +$427K
DHG
74
DELISTED
Deutsche High Incm Opportunities
DHG
$6.72M 0.44%
466,529
-26,946
-5% -$388K
RMT
75
Royce Micro-Cap Trust
RMT
$531M
$6.72M 0.44%
823,112
+360,737
+78% +$2.94M
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