RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+4.37%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.38B
AUM Growth
-$169M
Cap. Flow
-$232M
Cap. Flow %
-16.82%
Top 10 Hldgs %
26.9%
Holding
161
New
12
Increased
41
Reduced
71
Closed
22

Top Buys

1
PPT
Putnam Premier Income Trust
PPT
$8M
2
HIO
Western Asset High Income Opportunity Fund
HIO
$7.63M
3
USA icon
Liberty All-Star Equity Fund
USA
$5.58M
4
SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$5.36M
5
JGV
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$4.55M

Top Sells

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$74.9M
2
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$39.4M
3
CHI
Calamos Convertible Opportunities and Income Fund
CHI
$20.8M
4
HYT icon
BlackRock Corporate High Yield Fund
HYT
$13.4M
5
OCSI
Oaktree Strategic Income Corporation
OCSI
$13.3M

Sector Composition

1 Financials 1.85%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NIE
51
Virtus Equity & Convertible Income Fund
NIE
$689M
$9.41M 0.68%
502,577
-8,770
-2% -$164K
PXH icon
52
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.58B
$9.34M 0.68%
521,245
– –
FUND
53
Sprott Focus Trust
FUND
$247M
$9.12M 0.66%
1,322,369
+108,021
+9% +$745K
PPT
54
Putnam Premier Income Trust
PPT
$354M
$9.07M 0.66%
1,854,219
+1,635,619
+748% +$8M
MVC
55
DELISTED
MVC Capital, Inc.
MVC
$8.95M 0.65%
1,079,237
-5,243
-0.5% -$43.5K
DCA
56
DELISTED
Virtus Total Return Fund
DCA
$8.77M 0.64%
1,850,889
+742,790
+67% +$3.52M
JGH icon
57
Nuveen Global High Income Fund
JGH
$314M
$8.7M 0.63%
553,895
-186,895
-25% -$2.93M
ZTR
58
Virtus Total Return Fund
ZTR
$347M
$8.28M 0.6%
687,386
-170,158
-20% -$2.05M
BGX
59
Blackstone Long-Short Credit Income Fund
BGX
$160M
$7.58M 0.55%
487,881
-24,500
-5% -$381K
XLG icon
60
Invesco S&P 500 Top 50 ETF
XLG
$10.3B
$7.5M 0.54%
490,990
-50,000
-9% -$764K
SCD
61
LMP Capital and Income Fund
SCD
$270M
$7.26M 0.53%
532,647
-56,450
-10% -$769K
GDO
62
Western Asset Global Corporate Defined Opportunity Fund
GDO
$89.6M
$7.23M 0.53%
408,642
-1,429
-0.3% -$25.3K
JGV
63
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$7.02M 0.51%
587,886
+381,500
+185% +$4.55M
DHG
64
DELISTED
Deutsche High Incm Opportunities
DHG
$6.98M 0.51%
493,475
-5,590
-1% -$79.1K
ACV
65
Virtus Diversified Income & Convertible Fund
ACV
$243M
$6.94M 0.5%
364,829
+34,138
+10% +$650K
OHAI
66
DELISTED
OHA Investment Corporation
OHAI
$6.56M 0.48%
2,087,830
+79,876
+4% +$251K
WIW
67
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$545M
$6.51M 0.47%
582,157
+41,700
+8% +$467K
KMM
68
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$6.47M 0.47%
756,755
-187,346
-20% -$1.6M
AIF
69
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$6.32M 0.46%
408,448
-9,601
-2% -$148K
NHS
70
Neuberger Berman High Yield Strategies Fund
NHS
$230M
$6.31M 0.46%
532,370
-28,343
-5% -$336K
SSSS icon
71
SuRo Capital
SSSS
$207M
$6.31M 0.46%
1,591,237
+357,711
+29% +$1.42M
MSD
72
Morgan Stanley Emerging Markets Debt Fund
MSD
$152M
$6.14M 0.45%
636,542
-39,745
-6% -$384K
CTF
73
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$6.02M 0.44%
455,394
-21,632
-5% -$286K
EMD
74
Western Asset Emerging Markets Debt Fund
EMD
$607M
$5.91M 0.43%
363,591
-492,124
-58% -$8M
NSL
75
DELISTED
NUVEEN SENIOR INCM FD
NSL
$5.7M 0.41%
872,013
-255,964
-23% -$1.67M
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