RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-2.99%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.35B
AUM Growth
-$92.5M
Cap. Flow
-$55.5M
Cap. Flow %
-4.12%
Top 10 Hldgs %
30.02%
Holding
201
New
31
Increased
45
Reduced
55
Closed
20

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$14.7M
2
AOD
abrdn Total Dynamic Dividend Fund
AOD
+$12.3M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$8.35M
4
DDF
Delaware Investments Dividend & Income Fund, Inc.
DDF
+$7.51M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$6.21M

Top Sells

1
CLM icon
Cornerstone Strategic Value Fund
CLM
+$27M
2
USA icon
Liberty All-Star Equity Fund
USA
+$21.3M
3
PHK
PIMCO High Income Fund
PHK
+$17.7M
4
CCT
Corporate Capital Trust, Inc.
CCT
+$16.6M
5
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$16.1M

Sector Composition

1 Financials 1.92%
2 Technology 0.59%
3 Energy 0.4%
4 Industrials 0.34%
5 Healthcare 0.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DEX
26
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$14.7M 1.09%
1,269,399
+325,053
+34% +$3.76M
NFJ
27
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.25B
$14.6M 1.08%
1,148,018
+462,488
+67% +$5.87M
ISD
28
PGIM High Yield Bond Fund
ISD
$482M
$14.5M 1.08%
1,027,780
+318,303
+45% +$4.5M
BIT icon
29
BlackRock Multi-Sector Income Trust
BIT
$600M
$14M 1.04%
836,494
+202,305
+32% +$3.4M
UTG icon
30
Reaves Utility Income Fund
UTG
$3.38B
$14M 1.04%
495,542
+171,635
+53% +$4.85M
VWO icon
31
Vanguard FTSE Emerging Markets ETF
VWO
$100B
$13.7M 1.02%
291,859
– –
HYI
32
Western Asset High Yield Opportunity Fund Inc.
HYI
$273M
$13.7M 1.02%
935,650
+76,810
+9% +$1.12M
EDD
33
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$345M
$13.3M 0.99%
1,701,272
+61,043
+4% +$477K
DSU icon
34
BlackRock Debt Strategies Fund
DSU
$589M
$13.2M 0.98%
1,135,754
-419,090
-27% -$4.87M
MZF
35
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$12.9M 0.96%
949,919
+91,845
+11% +$1.25M
CBH
36
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$12.8M 0.95%
1,388,048
-151,094
-10% -$1.39M
FIV
37
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$12.7M 0.94%
1,353,833
-519,405
-28% -$4.86M
VLT icon
38
Invesco High Income Trust II
VLT
$72.8M
$11.5M 0.85%
825,764
+171,301
+26% +$2.38M
PRF icon
39
Invesco FTSE RAFI US 1000 ETF
PRF
$8.21B
$11.1M 0.82%
503,160
– –
ZF
40
DELISTED
Virtus Total Return Fund Inc.
ZF
$10.3M 0.76%
916,372
-138,676
-13% -$1.56M
GARS
41
DELISTED
Garrison Capital Inc.
GARS
$10.2M 0.76%
1,259,445
+198,821
+19% +$1.61M
MSD
42
Morgan Stanley Emerging Markets Debt Fund
MSD
$152M
$10M 0.75%
1,068,402
+107,981
+11% +$1.01M
ARDC
43
Are Dynamic Credit Allocation Fund
ARDC
$354M
$9.58M 0.71%
589,760
-46,873
-7% -$761K
WIA
44
Western Asset Inflation-Linked Income Fund
WIA
$197M
$9.57M 0.71%
830,178
+36,534
+5% +$421K
CEF icon
45
Sprott Physical Gold and Silver Trust
CEF
$6.58B
$9.18M 0.68%
694,364
-18,801
-3% -$249K
FUND
46
Sprott Focus Trust
FUND
$248M
$9.07M 0.67%
1,164,832
-166,064
-12% -$1.29M
JLS icon
47
Nuveen Mortgage and Income Fund
JLS
$104M
$8.98M 0.67%
377,174
-5,543
-1% -$132K
FSK icon
48
FS KKR Capital
FSK
$4.99B
$8.51M 0.63%
293,440
-17,257
-6% -$500K
JMT
49
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$8.3M 0.62%
367,124
+22,506
+7% +$509K
DDF
50
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$8.18M 0.61%
776,608
+712,747
+1,116% +$7.51M
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