Rivernorth Capital Management’s Delaware Investments Dividend & Income Fund, Inc. DDF Stock Holding History

Rivernorth Capital Management’s Portfolio DDF Stock Details DDF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-252,093	Closed	-$2.9M	–	236
2018 Q2	$2.9M	Sell	252,093 -524,515	-68%	-$5.8M	0.23%	84
2018 Q1	$8.18M	Buy	776,608 +712,747	+1,116%	+$7.68M	0.61%	50
2017 Q4	$685K	Buy	+63,861	New	+$687K	0.05%	137
2017 Q3	–	Sell	-31,905	Closed	-$334K	–	143
2017 Q2	$334K	Buy	+31,905	New	+$332K	0.03%	129

Other funds holding DDF

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Arden Trust Wilmington, Delaware $716M AUM 17.63% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

TSS

Two Sigma Securities New York $861M AUM 21.33% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Rivernorth Capital Management's DDF Position: Q3 2018 in Review

Rivernorth Capital Management sold out of Delaware Investments Dividend & Income Fund, Inc. (DDF) in Q3 2018, closing a stake of 252,093 shares — an estimated $2.9M sold.

Rivernorth Capital Management first reported a position in DDF in Q2 2017 and held it in 4 quarters. The position peaked at $8.18M in Q1 2018. 17 funds tracked by Wall St. Rank hold DDF as of Q3 2018.

Rivernorth Capital Management reported no remaining Delaware Investments Dividend & Income Fund, Inc. position as of Q3 2018 after selling out during the quarter.
Rivernorth Capital Management sold 252,093 Delaware Investments Dividend & Income Fund, Inc. shares in Q3 2018, an estimated $2.9M.
Rivernorth Capital Management first reported a position in Delaware Investments Dividend & Income Fund, Inc. in Q2 2017 and held it in 4 quarters.
Rivernorth Capital Management's Delaware Investments Dividend & Income Fund, Inc. position peaked at $8.18M in Q1 2018.
17 funds tracked by Wall St. Rank held Delaware Investments Dividend & Income Fund, Inc. as of Q3 2018.

Based on Rivernorth Capital Management's 13F filing for Q3 2018, filed 15 Nov 2018.