RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+3.71%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.44B
AUM Growth
-$91.6M
Cap. Flow
-$146M
Cap. Flow %
-10.15%
Top 10 Hldgs %
32.74%
Holding
179
New
28
Increased
39
Reduced
65
Closed
38

Top Buys

1
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$64.7M
2
HIO
Western Asset High Income Opportunity Fund
HIO
+$18.1M
3
RA
Brookfield Real Assets Income Fund
RA
+$16.2M
4
ARCC icon
Ares Capital
ARCC
+$13.7M
5
EHI
Western Asset Global High Income Fund
EHI
+$13.2M

Top Sells

1
ACAS
American Capital Ltd
ACAS
+$43.3M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$38.2M
3
EMD
Western Asset Emerging Markets
EMD
+$28.2M
4
CHY
Calamos Convertible and High Income Fund
CHY
+$18.2M
5
PPT
Putnam Premier Income Trust
PPT
+$13M

Sector Composition

1 Financials 2.76%
2 Technology 0.2%
3 Energy 0.14%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WIW
26
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$544M
$17.4M 1.21%
1,555,387
+522,510
+51% +$5.84M
AVK
27
Advent Convertible and Income Fund
AVK
$554M
$16.3M 1.13%
1,071,372
-45,699
-4% -$697K
BIT icon
28
BlackRock Multi-Sector Income Trust
BIT
$594M
$16.3M 1.13%
938,926
-424,840
-31% -$7.35M
PRF icon
29
Invesco FTSE RAFI US 1000 ETF
PRF
$8.12B
$15.9M 1.11%
777,475
-75,865
-9% -$1.55M
PCI
30
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$15M 1.04%
700,196
-1,783,128
-72% -$38.2M
TEI
31
Templeton Emerging Markets Income Fund
TEI
$296M
$14.7M 1.02%
1,306,601
-182,073
-12% -$2.04M
EDD
32
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$351M
$14.4M 1%
1,898,351
+73,936
+4% +$560K
NFJ
33
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.24B
$13.9M 0.96%
1,078,407
+629,284
+140% +$8.11M
ARDC
34
Are Dynamic Credit Allocation Fund
ARDC
$354M
$13.8M 0.96%
862,851
+12,437
+1% +$199K
ARCC icon
35
Ares Capital
ARCC
$15.7B
$13.7M 0.95%
+786,362
New +$13.7M
BGB
36
Blackstone Strategic Credit 2027 Term Fund
BGB
$557M
$13.1M 0.91%
826,617
-347,077
-30% -$5.5M
HYI
37
Western Asset High Yield Opportunity Fund Inc.
HYI
$272M
$12.9M 0.89%
839,688
+193,188
+30% +$2.97M
JLS icon
38
Nuveen Mortgage and Income Fund
JLS
$104M
$12.4M 0.86%
499,250
+16,806
+3% +$416K
JPC icon
39
Nuveen Preferred & Income Opportunities Fund
JPC
$2.64B
$12M 0.83%
1,219,386
+1,042,699
+590% +$10.2M
STEW
40
SRH Total Return Fund
STEW
$1.77B
$10.7M 0.74%
1,151,180
-327,351
-22% -$3.04M
IGR
41
CBRE Global Real Estate Income Fund
IGR
$762M
$10.7M 0.74%
1,427,335
-315,629
-18% -$2.36M
NVG icon
42
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.61B
$10.7M 0.74%
728,823
-395,847
-35% -$5.79M
GAM
43
General American Investors Company
GAM
$1.42B
$10.3M 0.71%
307,487
-34,510
-10% -$1.16M
FUND
44
Sprott Focus Trust
FUND
$246M
$9.93M 0.69%
1,336,120
+75,551
+6% +$561K
CEF icon
45
Sprott Physical Gold and Silver Trust
CEF
$6.54B
$9.48M 0.66%
737,465
– –
PXH icon
46
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.61B
$9.43M 0.65%
475,245
-46,000
-9% -$913K
NXDT
47
NexPoint Diversified Real Estate Trust
NXDT
$176M
$9.36M 0.65%
408,598
-3,753
-0.9% -$85.9K
FSD
48
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$9.25M 0.64%
555,365
-642,578
-54% -$10.7M
JGH icon
49
Nuveen Global High Income Fund
JGH
$313M
$9.23M 0.64%
560,578
+8,519
+2% +$140K
AOD
50
abrdn Total Dynamic Dividend Fund
AOD
$971M
$9.09M 0.63%
1,100,111
-698,921
-39% -$5.77M
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