RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-3.42%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.25B
AUM Growth
+$4.18M
Cap. Flow
+$48.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
25.53%
Holding
202
New
26
Increased
72
Reduced
52
Closed
28

Top Buys

1
DRA
Diversified Real Asset Income Fd
DRA
$11.1M
2
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$10.1M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
$7.55M
4
NPT
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$7.25M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
$6.6M

Top Sells

1
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
$9.49M
2
NML
Neuberger Berman Energy Infrastructure and Income Fund
NML
$8.89M
3
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$6.56M
4
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
$5.17M
5
BSP
AMERN STRATEGIC INCM PORTF II
BSP
$4.4M

Sector Composition

1 Financials 2.17%
2 Technology 0.18%
3 Energy 0.05%
4 Consumer Discretionary 0.03%
5 Communication Services 0.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PPT
26
Putnam Premier Income Trust
PPT
$354M
$14.5M 1.16%
2,637,087
+111,824
+4% +$613K
BOE icon
27
BlackRock Enhanced Global Dividend Trust
BOE
$658M
$13.7M 1.09%
967,642
-162,290
-14% -$2.29M
CTF
28
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$13.6M 1.09%
922,792
+131,751
+17% +$1.94M
GAM
29
General American Investors Company
GAM
$1.41B
$13.5M 1.08%
364,804
– –
VKQ icon
30
Invesco Municipal Trust
VKQ
$511M
$13.5M 1.08%
1,074,693
-7,000
-0.6% -$87.8K
XLG icon
31
Invesco S&P 500 Top 50 ETF
XLG
$10.3B
$13.1M 1.05%
947,010
– –
BTT icon
32
BlackRock Municipal 2030 Target Term Trust
BTT
$1.48B
$13M 1.04%
656,176
+186,716
+40% +$3.71M
PFN
33
PIMCO Income Strategy Fund II
PFN
$713M
$12.5M 1%
1,191,491
-115,855
-9% -$1.22M
NMA
34
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$11.8M 0.95%
877,055
-383,515
-30% -$5.17M
DRA
35
DELISTED
Diversified Real Asset Income Fd
DRA
$11.1M 0.89%
+626,697
New +$11.1M
BOI
36
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$11.1M 0.89%
651,920
+179,091
+38% +$3.04M
FSD
37
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$10.8M 0.87%
634,172
+35,571
+6% +$608K
HYT icon
38
BlackRock Corporate High Yield Fund
HYT
$1.48B
$10.8M 0.87%
915,426
+28,300
+3% +$335K
BWG
39
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$147M
$10.5M 0.84%
623,319
-8,209
-1% -$139K
BGB
40
Blackstone Strategic Credit 2027 Term Fund
BGB
$560M
$10.5M 0.84%
626,923
+133,860
+27% +$2.25M
JLS icon
41
Nuveen Mortgage and Income Fund
JLS
$103M
$10.5M 0.84%
442,094
-32,409
-7% -$770K
ZTR
42
Virtus Total Return Fund
ZTR
$347M
$9.91M 0.79%
715,174
+5,000
+0.7% +$69.2K
NAD icon
43
Nuveen Quality Municipal Income Fund
NAD
$2.68B
$9.83M 0.79%
710,458
-92,942
-12% -$1.29M
NMO
44
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$9.82M 0.79%
740,593
-9,800
-1% -$130K
ERC
45
Allspring Multi-Sector Income Fund
ERC
$268M
$9.8M 0.78%
701,723
-9,955
-1% -$139K
BTF
46
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
$9.6M 0.77%
364,488
+1,200
+0.3% +$31.6K
PXH icon
47
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.58B
$9.47M 0.76%
467,645
+162,405
+53% +$3.29M
CFP
48
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$9.34M 0.75%
568,056
+235,276
+71% +$3.87M
NKX icon
49
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$574M
$9.15M 0.73%
656,667
– –
EMD
50
DELISTED
Western Asset Emerging Markets
EMD
$8.86M 0.71%
736,495
+51,977
+8% +$625K
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