RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+0.98%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.28B
AUM Growth
+$334M
Cap. Flow
+$311M
Cap. Flow %
24.25%
Top 10 Hldgs %
22.6%
Holding
260
New
72
Increased
81
Reduced
45
Closed
44

Top Buys

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$24.1M
2
VMO icon
Invesco Municipal Opportunity Trust
VMO
$19.8M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$18M
4
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
$14.1M
5
DSU icon
BlackRock Debt Strategies Fund
DSU
$12.5M

Top Sells

1
VOO icon
Vanguard S&P 500 ETF
VOO
$19.5M
2
OEF icon
iShares S&P 100 ETF
OEF
$10.8M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$9.75M
4
ETW
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$7.2M
5
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$5.02M

Sector Composition

1 Financials 2.69%
2 Technology 0.1%
3 Materials 0.04%
4 Communication Services 0.03%
5 Energy 0.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GUT
226
Gabelli Utility Trust
GUT
$528M
– –
-251,056
Closed -$1.55M
HEQ
227
John Hancock Hedged Equity & Income Fund
HEQ
$130M
– –
-48,304
Closed -$803K
HPQ icon
228
HP
HPQ
$27.4B
– –
-46,242
Closed -$441K
JHS
229
John Hancock Income Securities Trust
JHS
$135M
– –
-19,899
Closed -$281K
MHI
230
DELISTED
Pioneer Municipal High Income Fund
MHI
– –
-12,121
Closed -$171K
MIN
231
MFS Intermediate Income Trust
MIN
$307M
– –
-20,000
Closed -$106K
NAC icon
232
Nuveen California Quality Municipal Income Fund
NAC
$1.65B
– –
-11,800
Closed -$151K
PCM
233
PCM Fund
PCM
$78.1M
– –
-35,027
Closed -$401K
PMM
234
Putnam Managed Municipal Income
PMM
$257M
– –
-148,674
Closed -$1.02M
SPE
235
Special Opportunities Fund
SPE
$167M
– –
-106,187
Closed -$1.87M
VOO icon
236
Vanguard S&P 500 ETF
VOO
$728B
– –
-126,382
Closed -$19.5M
XLP icon
237
Consumers Staples Select Sector SPDR Fund
XLP
$15.8B
– –
-8,100
Closed -$322K
FEN
238
DELISTED
First Trust Energy Income and Growth Fund
FEN
– –
-22,827
Closed -$730K
MUH
239
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
– –
-42,477
Closed -$601K
ICB
240
DELISTED
Morgan Stanley Income Sec. Inc
ICB
– –
-33,713
Closed -$561K
BHL
241
DELISTED
Blackrock Defined Opp Crt Tr
BHL
– –
-25,086
Closed -$351K
JTP
242
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
– –
-246,569
Closed -$1.86M
NPT
243
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
– –
-31,700
Closed -$377K
MTS
244
DELISTED
MONTGOMERY STR INCOME SECS
MTS
– –
-296,684
Closed -$4.66M
RNE
245
DELISTED
MORGAN STLY EASTEURO FD
RNE
– –
-77,812
Closed -$1.45M
CFP
246
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
– –
-205,617
Closed -$4.22M
ARK
247
DELISTED
BLACKROCK SR HIGH INCM FD INC
ARK
– –
-243,706
Closed -$960K
BHD
248
DELISTED
BLACKROCK STRATEGIC BOND TRUST
BHD
– –
-20,233
Closed -$262K
BHY
249
DELISTED
BLACKROCK HIGH YIELD TST SBI
BHY
– –
-109,655
Closed -$759K
HIS
250
DELISTED
BLACKROCK HIGH INCM SHS SHS BEN INT
HIS
– –
-25,000
Closed -$52K
7 8 9
10
11