Rivernorth Capital Management’s First Trust Energy Income and Growth Fund FEN Stock Holding History

Rivernorth Capital Management’s Portfolio FEN Stock Details FEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-504,782	Closed	-$5.4M	–	507
2020 Q4	$5.4M	Buy	504,782 +26,153	+5%	+$271K	0.32%	78
2020 Q3	$4.34M	Buy	478,629 +241,591	+102%	+$2.41M	0.27%	84
2020 Q2	$2.56M	Buy	+237,038	New	+$2.65M	0.15%	125
2013 Q4	–	Sell	-22,827	Closed	-$730K	–	243
2013 Q3	$730K	Sell	22,827 -128,939	-85%	-$4.2M	0.08%	142
2013 Q2	$5.16M	Buy	+151,766	New	+$5.2M	0.57%	55

Other funds holding FEN

CBA

Coastal Bridge Advisors Westport, Connecticut $1.41B AUM 24.15% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

SFS

Sowell Financial Services North Little Rock, Arkansas $3.06B AUM 30.02% 1-Year Est. Return

KWM

Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Rivernorth Capital Management's FEN Position: Q1 2021 in Review

Rivernorth Capital Management sold out of First Trust Energy Income and Growth Fund (FEN) in Q1 2021, closing a stake of 504,782 shares — an estimated $5.4M sold.

Rivernorth Capital Management first reported a position in FEN in Q2 2013 and held it in 5 quarters. The position peaked at $5.4M in Q4 2020. 64 funds tracked by Wall St. Rank hold FEN as of Q1 2021.

Rivernorth Capital Management reported no remaining First Trust Energy Income and Growth Fund position as of Q1 2021 after selling out during the quarter.
Rivernorth Capital Management sold 504,782 First Trust Energy Income and Growth Fund shares in Q1 2021, an estimated $5.4M.
Rivernorth Capital Management first reported a position in First Trust Energy Income and Growth Fund in Q2 2013 and held it in 5 quarters.
Rivernorth Capital Management's First Trust Energy Income and Growth Fund position peaked at $5.4M in Q4 2020.
64 funds tracked by Wall St. Rank held First Trust Energy Income and Growth Fund as of Q1 2021.

Based on Rivernorth Capital Management's 13F filing for Q1 2021, filed 17 May 2021.