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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4.53%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$321M
AUM Growth
+$30.8M
Cap. Flow
+$3.96M
Cap. Flow %
1.23%
Top 10 Hldgs %
22.51%
Holding
311
New
42
Increased
111
Reduced
139
Closed
11

Top Buys

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$11.9M
2
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$2.41M
3
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.09M
4
DOC icon
Healthpeak Properties
DOC
+$1.76M
5
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
+$1.76M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$27.7M
2
WELL icon
Welltower
WELL
+$1.76M
3
LUMN icon
Lumen
LUMN
+$1.42M
4
CVX icon
Chevron
CVX
+$1.26M
5
CSP
AMER STRATEGIC INCM PTFL-III
CSP
+$988K

Sector Composition

Rank Sector Weight
1 Technology 9.82%
2 Financials 8.2%
3 Industrials 6.16%
4 Healthcare 5.33%
5 Energy 5.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BP icon
51
BP
BP
$108B
$1.64M 0.51%
38,071
-2,290
-6% -$94.5K
EMD
52
Western Asset Emerging Markets Debt Fund
EMD
$619M
$1.56M 0.48%
84,734
+17,818
+27% +$322K
DS
53
DELISTED
Drive Shack Inc.
DS
$1.54M 0.48%
299,748
+15,596
+5% +$78.9K
NLY icon
54
Annaly Capital Management
NLY
$16.9B
$1.52M 0.47%
33,249
+5,763
+21% +$266K
HYLD
55
DELISTED
High Yield ETF
HYLD
$1.46M 0.46%
27,462
+179
+0.7% +$9.47K
BSV icon
56
Vanguard Short-Term Bond ETF
BSV
$44.7B
$1.46M 0.46%
18,205
-283
-2% -$22.7K
IWO icon
57
iShares Russell 2000 Growth ETF
IWO
$14.7B
$1.46M 0.45%
10,555
-183
-2% -$24.1K
IWN icon
58
iShares Russell 2000 Value ETF
IWN
$14.4B
$1.45M 0.45%
14,044
-620
-4% -$61.6K
IBB icon
59
iShares Biotechnology ETF
IBB
$9.23B
$1.4M 0.43%
16,311
-1,380
-8% -$109K
AMZN icon
60
Amazon
AMZN
$2.66T
$1.39M 0.43%
85,700
+20,400
+31% +$323K
HPS
61
John Hancock Preferred Income Fund III
HPS
$461M
$1.39M 0.43%
77,727
+16,729
+27% +$296K
AMTX icon
62
Aemetis
AMTX
$110M
$1.38M 0.43%
+144,673
New +$1.27M
MNKD icon
63
MannKind Corp
MNKD
$1.25B
$1.35M 0.42%
24,628
+4,112
+20% +$165K
QCOM icon
64
Qualcomm
QCOM
$181B
$1.35M 0.42%
17,029
+81
+0.5% +$6.44K
JNJ icon
65
Johnson & Johnson
JNJ
$609B
$1.32M 0.41%
12,643
+55
+0.4% +$5.56K
IWS icon
66
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$1.32M 0.41%
18,145
-982
-5% -$68.5K
IAI icon
67
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.42B
$1.28M 0.4%
34,084
+830
+2% +$30.7K
AWF
68
AllianceBernstein Global High Income Fund
AWF
$873M
$1.28M 0.4%
89,134
+2,413
+3% +$35.3K
UNP icon
69
Union Pacific
UNP
$179B
$1.27M 0.39%
12,722
-478
-4% -$46.3K
XLU icon
70
State Street Utilities Select Sector SPDR ETF
XLU
$23.5B
$1.26M 0.39%
56,768
-3,834
-6% -$81.6K
PGX icon
71
Invesco Preferred ETF
PGX
$3.91B
$1.25M 0.39%
85,205
-2,183
-2% -$31.5K
SPY icon
72
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$1.23M 0.38%
6,282
-181
-3% -$34.4K
BSP
73
DELISTED
AMERN STRATEGIC INCM PORTF II
BSP
$1.22M 0.38%
+139,323
New +$1.2M
KRE icon
74
State Street SPDR S&P Regional Banking ETF
KRE
$4.97B
$1.21M 0.38%
29,976
+768
+3% +$30.2K
HFWA icon
75
Heritage Financial
HFWA
$1.26B
$1.18M 0.37%
73,573
+5,348
+8% +$86.9K
1 2
3
4 5

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NWAM LLC's Q2 2014 Portfolio in Review

As of Q2 2014, NWAM LLC held 311 positions worth $321M, up 11% from $291M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

NWAM LLC's Q2 2014 filing shows 42 new, 111 increased, 139 reduced and 11 closed positions. Its largest new stake was Anadarko Petroleum: 116,577 shares worth $100K. The largest sale was Apple, an estimated $27.7M.

By sector, the portfolio is most concentrated in Technology at 9.8% of assets, down from 11% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q2 2014 buy was Anadarko Petroleum: 116,577 shares worth $100K.
  • NWAM LLC added most to BlackRock Credit Allocation Income Trust in Q2 2014, an estimated $2.09M increase.
  • NWAM LLC's biggest Q2 2014 reduction was Apple, cutting an estimated $27.7M.
  • NWAM LLC fully exited Lumen in Q2 2014, selling an estimated $1.42M.
  • NWAM LLC's ten largest holdings make up 23% of its $321M portfolio in Q2 2014.
  • NWAM LLC opened 42 new positions and closed 11 in Q2 2014.
  • NWAM LLC's portfolio value rose 11% quarter-over-quarter to $321M.

Based on NWAM LLC's 13F filing for Q2 2014, filed 9 Sep 2016.